FAT Brands Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-05-28: Reporting owner Elenowitz Mark; Form 4; Security Warrant to purchase Common Stock Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-05-28: Reporting owner Elenowitz Mark; Form 4; Security Warrant to purchase Common Stock (FATBW); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-05-28: Reporting owner Elenowitz Mark; Form 4; Security Warrant to purchase Common Stock (FATBW); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-04-17: Reporting owner Elenowitz Mark; Form 3; Security Warrant to purchase Common Stock Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-05-28 | Elenowitz Mark Director | 4 | Warrant to purchase Common Stock Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,564 0 owned after | $0.01 exercise price | 2025-06-03 | |
| 2025-05-28 | Elenowitz Mark Director | 4 | Warrant to purchase Common Stock (FATBW) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7 2,557 owned after | $0.00 | 2025-06-03 | |
| 2025-05-28 | Elenowitz Mark Director | 4 | Warrant to purchase Common Stock (FATBW) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,557 2,557 owned after | $0.00 | 2025-06-03 | |
| 2023-04-17 holding as of filing | Elenowitz Mark Director | 3 | Warrant to purchase Common Stock Warrants Derivative · Direct | Holding | $0.01 exercise price | 2023-04-17 | ||
| 2021-01-04 holding as of filing | Fog Cutter Holdings, LLC 10% Owner | 3 | Warrant to purchase Common Stock Derivative · Direct | Holding | $7.83 exercise price | 2021-01-04 | ||
| 2020-07-16 | Junger John Squire Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $8.50 exercise price | 2020-07-24 | |
| 2020-07-16 | Junger John Squire Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.00 exercise price | 2020-07-24 | |
| 2020-07-16 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,400 14,400 owned after | $8.50 exercise price | 2020-07-24 | |
| 2020-07-16 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,400 0 owned after | $8.50 exercise price | 2020-07-24 | |
| 2020-07-16 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $5.00 exercise price | 2020-07-24 | |
| 2020-07-16 | Neuhauser James C Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,400 0 owned after | $8.50 exercise price | 2020-07-24 | |
| 2020-07-16 | Neuhauser James C Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2020-07-24 | |
| 2019-10-03 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $8.50 exercise price | 2019-10-23 | |
| 2019-10-03 | Neuhauser James C Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,400 2,400 owned after | $8.50 exercise price | 2019-10-07 | |
| 2019-10-03 | Junger John Squire Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $8.50 exercise price | 2019-10-07 | |
| 2019-10-03 | KESSEL SILVIA Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,400 2,400 owned after | $8.50 exercise price | 2019-10-07 | |
| 2018-10-31 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +6,250 18,750 owned after | $8.00 exercise price | 2018-11-13 | |
| 2018-06-27 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $8.00 exercise price | 2018-11-13 |