FAT Brands Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows, 67 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-02-03: Reporting owner Serruya Rachel | HOT GFG LLC; Form 4; Security Series B Cumulative Preferred Stock; Transaction Holding.
- 2025-12-10: Reporting owner Serruya Rachel | HOT GFG LLC; Form 4; Security Series B Cumulative Preferred Stock; Transaction Holding.
- 2025-05-30: Reporting owner Elenowitz Mark; Form 4; Security Series B Cumulative Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2024-09-11: Reporting owner Fog Cutter Holdings, LLC; Form 4; Security Series B Cumulative Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-02-03 holding as of filing | Serruya Rachel | HOT GFG LLC 10% Owner | 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,544,623 owned after | no price filed | 2026-02-03 | |
| 2025-12-10 holding as of filing | Serruya Rachel | HOT GFG LLC 10% Owner | 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,544,623 owned after | no price filed | 2025-12-10 | |
| 2025-05-30 | Elenowitz Mark Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 10,200 owned after | $2.20 | 2025-06-03 | |
| 2024-09-11 | Fog Cutter Holdings, LLC 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 4,000 owned after | $9.53 | 2024-09-12 | |
| 2024-08-30 | Fog Cutter Holdings, LLC 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 3,000 owned after | $10.39 | 2024-09-04 | |
| 2024-08-26 | Elenowitz Mark Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,200 9,200 owned after | $11.00 | 2024-08-28 | |
| 2024-08-22 | Elenowitz Mark Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,656 3,000 owned after | $10.80 | 2024-08-23 | |
| 2024-08-21 | Elenowitz Mark Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +344 344 owned after | $11.04 | 2024-08-23 | |
| 2024-08-05 | Fog Cutter Holdings, LLC 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 2,000 owned after | $11.60 | 2024-08-07 | |
| 2024-06-13 holding as of filing | WIEDERHORN ANDREW Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings LLC | Holding | 1,000 owned after | no price filed | 2024-06-13 | |
| 2024-06-11 | WIEDERHORN ANDREW Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +646 1,643 owned after | $14.21 | 2024-06-13 | |
| 2023-12-14 holding as of filing | WIEDERHORN ANDREW Director | 4 | Series B Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings LLC | Holding | 1,000 owned after | no price filed | 2023-12-14 | |
| 2023-12-12 | WIEDERHORN ANDREW Director | 4 | Series B Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −347 997 owned after | $14.81 | 2023-12-14 | |
| 2023-07-21 holding as of filing | Metz John Cameron Director | 3 | Series B Cumulative Preferred stock Non-derivative · Indirect · By trust | Holding | 71,306 owned after | no price filed | 2023-07-21 | |
| 2023-05-16 | Wiederhorn Thayer Donald Director, Officer (Chief Operating Officer) | 4 | Series B Cumulative Preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,666 1,689 owned after | $15.00 | 2023-05-18 | |
| 2023-05-12 | Fog Cutter Holdings, LLC 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $14.75 | 2023-05-16 | |
| 2023-05-10 | WIEDERHORN ANDREW Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +364 1,344 owned after | $15.25 | 2023-05-11 | |
| 2023-04-17 holding as of filing | Elenowitz Mark Director | 3 | Warrant to purchase Series B Cumulative Preferred Stock Derivative · Direct | Holding | $24.95 exercise price | 2023-04-17 | ||
| 2022-08-29 holding as of filing | Anderson Kenneth Jeffery Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 6,431 owned after | no price filed | 2022-08-29 | |
| 2022-08-25 | Anderson Kenneth Jeffery Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By 401(k) | P Open market or private purchase of non-derivative or derivative security | +1,250 5,250 owned after | $16.47 | 2022-08-29 | |
| 2022-06-08 holding as of filing | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 20,000 owned after | no price filed | 2022-06-08 | |
| 2022-06-07 | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By retirement trust | P Open market or private purchase of non-derivative or derivative security | +217 5,000 owned after | $20.80 | 2022-06-08 | |
| 2022-05-24 holding as of filing | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 980 owned after | no price filed | 2022-05-24 | |
| 2022-05-24 holding as of filing | WIEDERHORN ANDREW | Fog Cutter Holdings, LLC Director, Officer (President and CEO), 10% Owner | Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 980 owned after | no price filed | 2022-05-24 | |
| 2022-05-23 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings, LLC | S Open market or private sale of non-derivative or derivative security | −23,949 0 owned after | $18.23 | 2022-05-24 | |
| 2022-05-23 | WIEDERHORN ANDREW | Fog Cutter Holdings, LLC Director, Officer (President and CEO), 10% Owner | Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings, LLC | S Open market or private sale of non-derivative or derivative security | −23,949 0 owned after | $18.23 | 2022-05-24 | |
| 2022-05-20 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings, LLC | S Open market or private sale of non-derivative or derivative security | −1,500 23,949 owned after | $18.20 | 2022-05-24 | |
| 2022-05-20 | WIEDERHORN ANDREW | Fog Cutter Holdings, LLC Director, Officer (President and CEO), 10% Owner | Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By Fog Cutter Holdings, LLC | S Open market or private sale of non-derivative or derivative security | −1,500 23,949 owned after | $18.20 | 2022-05-24 | |
| 2022-05-19 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −49,000 25,449 owned after | $18.28 | 2022-05-19 | |
| 2022-05-18 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −8,695 0 owned after | $18.25 | 2022-05-19 | |
| 2022-05-17 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −11,305 8,695 owned after | $18.26 | 2022-05-19 | |
| 2022-05-16 holding as of filing | Anderson Kenneth Jeffery Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 6,431 owned after | no price filed | 2022-05-16 | |
| 2022-05-12 | Anderson Kenneth Jeffery Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · By 401(k) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $16.10 | 2022-05-16 | |
| 2022-05-12 holding as of filing | ROSEN ROBERT Officer (EVP Capital Markets) | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 232 owned after | no price filed | 2022-05-12 | |
| 2022-05-12 holding as of filing | Sussman Allen Officer (General Counsel) | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct · (m) | Holding | 3,495 owned after | no price filed | 2022-05-12 | |
| 2022-05-10 | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +609 20,000 owned after | $15.43 | 2022-05-12 | |
| 2022-05-10 | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +841 4,783 owned after | $15.55 | 2022-05-12 | |
| 2022-03-08 holding as of filing | Serruya Rachel | HOT GFG LLC 10% Owner | 10% Owner | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,544,623 owned after | no price filed | 2022-03-08 | |
| 2021-10-29 holding as of filing | Anderson Kenneth Jeffery Director | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 6,431 owned after | no price filed | 2021-10-29 | |
| 2021-10-13 | WIEDERHORN ANDREW Director, Officer (President and CEO), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct · (m) | G Bona fide gift | −10,000 980 owned after | $0.00 | 2022-05-19 | |
| 2021-08-26 | Neuhauser James C Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −14,685 0 owned after | $22.07 | 2021-08-26 | |
| 2021-08-25 | Neuhauser James C Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,000 14,685 owned after | $22.46 | 2021-08-26 | |
| 2021-08-24 | Neuhauser James C Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,000 19,685 owned after | $22.62 | 2021-08-26 | |
| 2021-06-22 | Kuick Kenneth Officer (Chief Financial Officer) | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $20.00 | 2021-06-28 | |
| 2021-01-19 holding as of filing | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | Holding | 74,449 owned after | no price filed | 2021-01-19 | |
| 2021-01-19 holding as of filing | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | Holding | 20,000 owned after | no price filed | 2021-01-19 | |
| 2021-01-08 holding as of filing | Wiederhorn Thayer Donald Officer (Chief Marketing Officer) | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 23 owned after | no price filed | 2021-01-08 | |
| 2021-01-08 holding as of filing | Wiederhorn Taylor Andrew Officer (Chief Development Officer) | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 885 owned after | no price filed | 2021-01-08 | |
| 2021-01-04 holding as of filing | Fog Cutter Holdings, LLC 10% Owner | 3 | Series B Cumulative Preferred Stock Non-derivative · Direct | Holding | 74,449 owned after | no price filed | 2021-01-04 | |
| 2020-12-23 | RENSI EDWARD H Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,781 7,781 owned after | no price filed | 2021-01-19 | |
| 2020-12-23 | Neuhauser James C Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,424 24,685 owned after | no price filed | 2021-01-19 | |
| 2020-12-23 | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +14,064 19,391 owned after | no price filed | 2021-01-19 | |
| 2020-12-23 | Junger John Squire Director | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +3,942 3,942 owned after | no price filed | 2021-01-19 | |
| 2020-12-23 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +5,413 10,980 owned after | no price filed | 2021-01-19 | |
| 2020-07-16 | Junger John Squire Director | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +327 5,327 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,567 21,567 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 25,567 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | Neuhauser James C Director | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261 4,261 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | SERIES A FIXED RATE CUMULATIVE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | no price filed | 2020-07-24 | |
| 2020-07-16 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | SERIES B CUMULATIVE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,449 74,449 owned after | no price filed | 2020-07-24 | |
| 2019-10-03 | WIEDERHORN ANDREW Director, Officer (Chief Executive Officer) | 4 | SERIES B CUMUALTIVE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | no price filed | 2019-10-23 | |
| 2019-10-03 | Neuhauser James C Director | 4 | SERIES B CUMUALTIVE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | no price filed | 2019-10-07 | |
| 2019-10-03 | Junger John Squire Director | 4 | SERIES B CUMUALTIVE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | no price filed | 2019-10-07 | |
| 2019-10-03 | KESSEL SILVIA Director | 4 | SERIES B CUMUALTIVE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | no price filed | 2019-10-07 | |
| 2018-10-31 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | Series A Fixed Rate Cumulative Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,000 15,000 owned after | no price filed | 2018-11-13 | |
| 2018-06-27 | FOG CUTTER CAPITAL GROUP INC 10% Owner | 4 | Series A Fixed Rate Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | no price filed | 2018-11-13 |