EXCO RESOURCES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-01: Reporting owner BENJAMIN JEFFREY D; Form 4; Security Right to Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-22: Reporting owner BENJAMIN JEFFREY D; Form 4; Security Right to Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-22: Reporting owner Stillwell Robert Lee; Form 4; Security Rights to Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-01: Reporting owner BENJAMIN JEFFREY D; Form 4; Security Right to Shares of Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,394 92,376 owned after | $0.00 | 2014-10-02 | |
| 2014-09-22 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +933 75,982 owned after | $0.00 | 2014-09-23 | |
| 2014-09-22 | Stillwell Robert Lee Director | 4 | Rights to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 5,404 owned after | $0.00 | 2014-09-23 | |
| 2014-07-01 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,651 75,049 owned after | $0.00 | 2014-07-03 | |
| 2014-06-02 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +642 66,398 owned after | $0.00 | 2014-06-03 | |
| 2014-06-02 | Stillwell Robert Lee Director | 4 | Rights to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 5,338 owned after | $0.00 | 2014-06-03 | |
| 2014-04-01 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,977 65,756 owned after | $0.00 | 2014-04-03 | |
| 2014-03-20 | Stillwell Robert Lee Director | 4 | Rights to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 5,286 owned after | $0.00 | 2014-03-20 | |
| 2014-03-20 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +546 56,779 owned after | $0.00 | 2014-03-20 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,172 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,650,028 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,003 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,360 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,670 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,280 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,006,248 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,401 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | Invesco Private Capital, Inc. | WLR Select Associates LLC | WLR IV PARALLEL ESC LP | INVESCO WLR IV Associates LLC | WLR Select Co-Investment XCO AIV, L.P. | WL ROSS & CO LLC | WLR/GS Master Co-Investment XCO AIV, L.P. | WLR Master Co-Investment GP LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,524,915 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,172 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,650,028 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,003 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,360 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,670 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,280 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,006,248 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,401 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | WL ROSS & CO LLC | WL Ross Group, L.P. | WLR Recovery Associates IV LLC | WLR IV Exco AIV Three, L.P. | WLR IV Exco AIV Five, L.P. | WLR IV Exco AIV One, L.P. | WLR IV Exco AIV Six, L.P. | WLR IV Exco AIV Four, L.P. | El Vedado, LLC | WLR IV Exco AIV Two, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,524,915 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,172 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,650,028 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,003 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647,360 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,670 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,648,280 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,006,248 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,401 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-17 | ROSS WILBUR L JR Director, 10% Owner | 4 | Subscription Rights to Purchase Shares Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,524,915 0 owned after | $5.00 exercise price | 2014-01-17 | |
| 2014-01-09 | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,578,946 3,200,000 owned after | $5.00 exercise price | 2014-01-13 | |
| 2014-01-09 | OCM EXCO Holdings, LLC | Oaktree Holdings, Inc. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,578,946 3,200,000 owned after | $5.00 exercise price | 2014-01-13 | |
| 2014-01-09 | Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Value Opportunities Fund GP, L.P. | Oaktree Capital I, L.P. | OAKTREE HOLDINGS, LLC | OCM HOLDINGS I, LLC | OAKTREE FUND GP I, L.P. | Oaktree Value Opportunities Fund GP Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,578,946 3,200,000 owned after | $5.00 exercise price | 2014-01-13 | |
| 2014-01-08 holding as of filing | HICKEY HAROLD L Officer (President & COO) | 4 | Subscription Rights to Purchase Common Stock Derivative · Indirect · By 401(k) | Holding | 4,435 owned after | $5.00 exercise price | 2014-01-08 | |
| 2014-01-07 | Boeing William L Officer (VP, General Counsel, Secretary) | 4 | Subscription Rights to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −28,267 202,674 owned after | $5.00 exercise price | 2014-01-09 | |
| 2014-01-06 | HICKEY HAROLD L Officer (President & COO) | 4 | Subscription Rights to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,000 478,583 owned after | $5.00 exercise price | 2014-01-08 | |
| 2014-01-06 | Mulhern Mark F Officer (EVP, CFO and Interim CAO) | 4 | Subscription Rights to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −76,420 115,000 owned after | $5.00 exercise price | 2014-01-08 | |
| 2014-01-02 | BENJAMIN JEFFREY D Director | 4 | Right to Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,675 56,233 owned after | $0.00 | 2014-01-06 |