EXACT SCIENCES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-31: Reporting owner COWARD D SCOTT; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-16: Reporting owner Elliott Jeffrey Thomas; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2016-09-30: Reporting owner COWARD D SCOTT; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-07-25: Reporting owner LIDGARD GRAHAM PETER; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 37,500 owned after | $0.00 | 2017-01-05 | |
| 2016-11-16 holding as of filing | Elliott Jeffrey Thomas Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-11-16 | ||
| 2016-09-30 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 42,187 owned after | $0.00 | 2016-10-04 | |
| 2016-07-25 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2016-07-27 | |
| 2016-07-25 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2016-07-27 | |
| 2016-07-25 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2016-07-27 | |
| 2016-06-30 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 46,875 owned after | $0.00 | 2016-07-05 | |
| 2016-03-31 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 51,562 owned after | $0.00 | 2016-04-04 | |
| 2016-03-09 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,025 18,075 owned after | $0.00 | 2016-03-11 | |
| 2016-03-09 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,425 25,275 owned after | $0.00 | 2016-03-11 | |
| 2016-03-09 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,275 33,825 owned after | $0.00 | 2016-03-11 | |
| 2016-03-09 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,400 73,200 owned after | $0.00 | 2016-03-11 | |
| 2016-02-26 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,600 85,600 owned after | $0.00 | 2016-03-11 | |
| 2016-02-26 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,600 35,600 owned after | $0.00 | 2016-03-11 | |
| 2016-02-26 | ARORA MANEESH Director, Officer (COO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,600 48,600 owned after | $0.00 | 2016-03-11 | |
| 2016-02-26 | Conroy Kevin T Director, Officer (President and CEO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,100 80,100 owned after | $0.00 | 2016-03-11 | |
| 2016-02-24 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 16,500 owned after | $0.00 | 2016-03-11 | |
| 2016-02-24 | ARORA MANEESH Director, Officer (COO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 22,000 owned after | $0.00 | 2016-03-11 | |
| 2016-02-24 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 16,500 owned after | $0.00 | 2016-02-26 | |
| 2016-02-24 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 39,000 owned after | $0.00 | 2016-02-26 | |
| 2016-02-24 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 22,000 owned after | $0.00 | 2016-02-26 | |
| 2016-02-22 | LIDGARD GRAHAM PETER Officer (Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,225 7,225 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,375 19,375 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,225 7,225 owned after | $0.00 | 2016-02-24 | |
| 2016-01-04 | COWARD D SCOTT Officer (SVP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 56,250 owned after | $0.00 | 2016-01-06 | |
| 2016-01-01 | BAKEWELL JOHN K Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +238,095 238,095 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | BAKEWELL JOHN K Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,175 14,175 owned after | $0.00 | 2016-01-05 |