EXACT SCIENCES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-31: Reporting owner LIDGARD GRAHAM PETER; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner LIDGARD GRAHAM PETER; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-31: Reporting owner LIDGARD GRAHAM PETER; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner ARORA MANEESH; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | LIDGARD GRAHAM PETER Officer (Sr. VP, Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 0 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | LIDGARD GRAHAM PETER Officer (Sr. VP, Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,700 19,700 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | LIDGARD GRAHAM PETER Officer (Sr. VP, Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,567 13,133 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 0 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,700 19,700 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | ARORA MANEESH Director, Officer (COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,567 13,133 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,767 0 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,400 61,400 owned after | $0.00 | 2014-01-03 | |
| 2013-12-31 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,467 40,933 owned after | $0.00 | 2014-01-03 | |
| 2013-10-31 | Megan William J. Officer (SVP, Finance & PFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-11-04 | |
| 2013-08-27 | Connelly James P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,277 4,277 owned after | $0.00 | 2013-08-28 | |
| 2013-08-27 | Connelly James P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,873 0 owned after | $0.00 | 2013-08-28 | |
| 2013-07-25 | LIDGARD GRAHAM PETER Officer (Sr. VP, Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2013-07-29 | |
| 2013-07-25 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2013-07-29 | |
| 2013-07-25 | ARORA MANEESH Officer (COO and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2013-07-29 | |
| 2013-03-19 | Stoltenberg Laura S Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,250 123,750 owned after | $0.00 | 2013-03-21 | |
| 2013-02-22 | Stoltenberg Laura S Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,900 28,900 owned after | $0.00 | 2013-02-25 | |
| 2013-02-22 | LIDGARD GRAHAM PETER Officer (Sr. VP, Chief Science Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,900 28,900 owned after | $0.00 | 2013-02-25 | |
| 2013-02-22 | ARORA MANEESH Officer (COO and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,900 28,900 owned after | $0.00 | 2013-02-25 | |
| 2013-02-22 | Conroy Kevin T Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,500 77,500 owned after | $0.00 | 2013-02-25 |