Evolucia Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-27: Reporting owner SACK BURTON M; Form 4; Security Common Stock Purchase Warrant; Transaction Holding.
- 2013-11-27: Reporting owner SACK BURTON M; Form 4; Security Common Stock Purchase Warrant; Transaction Holding.
- 2013-11-26: Reporting owner SACK BURTON M; Form 4; Security Common Stock Purchase Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-06: Reporting owner Siegfried Thomas A.; Form 4; Security Common Stock Purchase Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-27 holding as of filing | SACK BURTON M Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 11,977,710 owned after | $0.03 exercise price | 2013-11-27 | |
| 2013-11-27 holding as of filing | SACK BURTON M Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 6,250,000 owned after | $0.03 exercise price | 2013-11-27 | |
| 2013-11-26 | SACK BURTON M Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000,000 40,000,000 owned after | $0.01 exercise price | 2013-11-27 | |
| 2013-05-06 holding as of filing | Siegfried Thomas A. Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 25,000,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-05-06 holding as of filing | Interiano Mel Director, Officer (CEO and Chairman of Board) | 4 | Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 25,000,000 owned after | $0.02 exercise price | 2013-05-06 | |
| 2013-04-22 | Santiago Francis J Director, Officer (Chief Executive Officer and) | 4 | Common Stock Purchase Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,395,542 2,395,542 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-04-22 | Siegfried Thomas A. Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · Please see Footnote (6) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,791,084 4,791,084 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-04-22 | Interiano Mel Director, Officer (CEO and Chairman of Board) | 4 | Common Stock Purchase Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,395,542 2,395,542 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-04-22 | SACK BURTON M Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,977,710 11,977,710 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-02-27 | SACK BURTON M Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250,000 6,250,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-02-22 | Siegfried Thomas A. Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · Please see Footnote (6) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,000,000 107,000,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2012-12-10 | Siegfried Thomas A. Director | 4 | Common Stock Purchase Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000,000 25,000,000 owned after | $0.03 exercise price | 2012-12-20 | |
| 2010-04-09 holding as of filing | Sivananthan Sivalingam 10% Owner | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $0.10 exercise price | 2010-04-09 |