Evolucia Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-27: Reporting owner SACK BURTON M; Form 4; Security Non-Statutory Stock Option; Transaction Holding.
- 2013-05-06: Reporting owner Santiago Francis J; Form 4; Security Stock Option; Transaction Holding.
- 2013-05-06: Reporting owner Siegfried Thomas A.; Form 4; Security Non-Statutory Stock Option; Transaction Holding.
- 2013-05-06: Reporting owner Interiano Mel; Form 4; Security Non-Statutory Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-27 holding as of filing | SACK BURTON M Director | 4 | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | 5,000,000 owned after | $0.03 exercise price | 2013-11-27 | |
| 2013-05-06 holding as of filing | Santiago Francis J Director, Officer (Chief Executive Officer and) | 4 | Stock Option Derivative · Direct | Holding | 5,000,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-05-06 holding as of filing | Siegfried Thomas A. Director | 4 | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | 5,000,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2013-05-06 holding as of filing | Interiano Mel Director, Officer (CEO and Chairman of Board) | 4 | Non-Statutory Stock Option Derivative · Direct · (m) | Holding | 5,000,000 owned after | $0.02 exercise price | 2013-05-06 | |
| 2013-05-06 holding as of filing | Interiano Mel Director, Officer (CEO and Chairman of Board) | 4 | Stock Options Derivative · Indirect · (m) | Holding | 50,000,000 owned after | $0.02 exercise price | 2013-05-06 | |
| 2013-05-06 holding as of filing | SACK BURTON M Director | 4 | Non-Statutory Stock Option Derivative · Direct | Holding | 5,000,000 owned after | $0.03 exercise price | 2013-05-06 | |
| 2012-12-06 | Siegfried Thomas A. Director | 4 | Non-Statutory Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.03 exercise price | 2012-12-20 | |
| 2012-11-16 holding as of filing | ROCKWOOD CHARLES B. Officer (Chief Financial Officer) | 3 | Non-Statutory Stock Option Derivative · Direct | Holding | $0.04 exercise price | 2012-11-16 | ||
| 2012-05-17 holding as of filing | SACK BURTON M Director | 3 | Non-Statutory Stock Option Derivative · Direct | Holding | $0.03 exercise price | 2012-05-17 | ||
| 2012-04-11 holding as of filing | Santiago Francis J Director | 3 | Stock Option Derivative · Direct | Holding | $0.03 exercise price | 2012-04-11 | ||
| 2012-04-03 holding as of filing | Interiano Mel Director, Officer (President and Chief Executive) | 3 | Stock Option Derivative · Indirect · See Footnote | Holding | $0.02 exercise price | 2012-04-03 | ||
| 2012-02-29 holding as of filing | Meringer Patricia Carteaux Director | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $0.03 exercise price | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Meringer Patricia Carteaux Director | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $0.05 exercise price | 2012-02-29 | ||
| 2010-11-12 holding as of filing | Smith Carl III Director | 4 | Stock Options Derivative · Indirect · Voting control as member of Craca, LLC | Holding | 0 owned after | $0.10 exercise price | 2010-11-12 | |
| 2010-10-07 holding as of filing | Buckland Arthur Director, Officer (CEO) | 3 | Stock options Derivative · Direct | Holding | $0.05 exercise price | 2010-10-07 | ||
| 2009-03-02 holding as of filing | Craca LLC 10% Owner | 3 | Stock Option Derivative · Direct | Holding | $0.10 exercise price | 2009-03-02 | ||
| 2009-03-02 holding as of filing | Smith Carl III Director, Officer (Chief Executive), 10% Owner | 3 | Stock Options Derivative · Indirect · Voting Control as Managing Member of Craca, LLC | Holding | $0.10 exercise price | 2009-03-02 |