Evolucia Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-11-19: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; 8% SECURED CONVERTIBLE PROMISSORY NOTE; Date of first sale Yet to occur; Total offering amount $10,000,000.
- 2013-10-04: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants; Date of first sale 2013-04-22; Total offering amount $5,000,000.
- 2013-08-28: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants; Date of first sale 2013-04-22; Total offering amount $5,000,000.
- 2013-05-29: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants; Date of first sale 2013-04-22; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Rule 506(b) | Equity; Debt; 8% SECURED CONVERTIBLE PROMISSORY NOTE | Yet to occur | $10,000,000 | $0 | $10,000,000 | 0 |
| 2013-10-04 D/A | Rule 506(b) | Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants | 2013-04-22 | $5,000,000 | $2,774,950 | $2,225,050 | 27 |
| 2013-08-28 D/A | Rule 506 | Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants | 2013-04-22 | $5,000,000 | $2,624,950 | $2,375,050 | 26 |
| 2013-05-29 D/A | Rule 506 | Debt; OptionToAcquire; Secured 14% Callable Promissory Notes and Warrants | 2013-04-22 | $5,000,000 | $2,149,950 | $2,850,050 | 20 |
| 2013-05-06 | Rule 506 | Debt; OptionToAcquire | 2013-04-22 | $5,000,000 | $2,000,000 | $3,000,000 | 17 |
| 2012-12-14 | Rule 506 | Debt; OptionToAcquire | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |