EVOKE PHARMA, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-12-17: Reporting owner Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC; Form 4; Security Prefunded Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2025-12-17: Reporting owner Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC; Form 4; Security Series A Common Stock Purchase Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2025-12-17: Reporting owner Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC; Form 4; Security Series C Common Stock Purchase Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2025-12-17: Reporting owner Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC; Form 4; Security Amended Series A Common Stock Purchase Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-12-17 | Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Prefunded Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −433,962 0 owned after | $11.00 | 2025-12-19 | |
| 2025-12-17 | Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Common Stock Purchase Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −117,019 0 owned after | $4.71 | 2025-12-19 | |
| 2025-12-17 | Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Common Stock Purchase Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −117,019 0 owned after | $4.71 | 2025-12-19 | |
| 2025-12-17 | Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Amended Series A Common Stock Purchase Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −158,531 0 owned after | $10.99 | 2025-12-19 | |
| 2025-12-17 | Mack Daniel | Harkey Wilmot B. | Nantahala Capital Management, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Amended Series C Common Stock Purchase Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −250,627 0 owned after | $10.99 | 2025-12-19 | |
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Pre-Funded Warrants Derivative · Indirect · See footnote | Holding | no price filed | 2024-11-15 | ||
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Series A Common Stock Purchase Warrants Derivative · Indirect · See footnote | Holding | $8.16 exercise price | 2024-11-15 | ||
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Series B Common Stock Purchase Warrants Derivative · Indirect · See footnote | Holding | $8.16 exercise price | 2024-11-15 | ||
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Series C Common Stock Purchase Warrants Derivative · Indirect · See footnote | Holding | $8.16 exercise price | 2024-11-15 | ||
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Amended Series A Common Stock Purchase Warrants Derivative · Indirect · See footnote | Holding | $0.01 exercise price | 2024-11-15 | ||
| 2024-11-15 holding as of filing | Harkey Wilmot B. | Nantahala Capital Management, LLC | Mack Daniel 10% Owner | 10% Owner | 10% Owner | 3 | Amended Series C Common Stock Purchase Warrants Derivative · Indirect · See footnote | Holding | $0.01 exercise price | 2024-11-15 |