EVOKE PHARMA, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-30: Reporting owner WIDDER KENNETH J; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner WIDDER KENNETH J; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner WIDDER KENNETH J; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner LVP III Associates, L.P. | LVP GP III, LLC | LVP III Partners LP | LATTERELL PATRICK F | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | WIDDER KENNETH J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −5,271,317 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | WIDDER KENNETH J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −263,556 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | WIDDER KENNETH J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −131,784 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | LVP III Associates, L.P. | LVP GP III, LLC | LVP III Partners LP | LATTERELL PATRICK F | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −5,271,317 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | LVP III Associates, L.P. | LVP GP III, LLC | LVP III Partners LP | LATTERELL PATRICK F | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −263,566 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | LVP III Associates, L.P. | LVP GP III, LLC | LVP III Partners LP | LATTERELL PATRICK F | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −131,784 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | GLENN SCOTT L Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −78,027 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | GARNER CAM L Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −78,027 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | VITULLO NICOLE 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | VITULLO NICOLE 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | Halak Brian K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | Halak Brian K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | DOMAIN PARTERS VII L P 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,114,327 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-30 | DP VII ASSOCIATES LP 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −19,006 0 owned after | $0.00 | 2013-09-30 | |
| 2013-09-24 holding as of filing | Halak Brian K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Halak Brian K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | WIDDER KENNETH J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | WIDDER KENNETH J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | WIDDER KENNETH J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | LVP III Partners LP | LVP III Associates, L.P. | LVPMC, LLC | LATTERELL PATRICK F | LVP GP III, LLC | LVP LIFE SCIENCE VENTURES III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | LVP III Partners LP | LVP III Associates, L.P. | LVPMC, LLC | LATTERELL PATRICK F | LVP GP III, LLC | LVP LIFE SCIENCE VENTURES III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | LVP III Partners LP | LVP III Associates, L.P. | LVPMC, LLC | LATTERELL PATRICK F | LVP GP III, LLC | LVP LIFE SCIENCE VENTURES III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | GLENN SCOTT L Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | GARNER CAM L Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 |