ESQ Form D | Esquire Financial Holdings, Inc.

Esquire Financial Holdings, Inc. Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

2015-09-30: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-30; Total offering amount $25,000,000.
2015-08-31: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-30; Total offering amount $25,000,000.
2015-08-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-30; Total offering amount $25,000,000.
2015-07-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-30; Total offering amount $25,000,000.

Filed	Federal exemption	Types of securities offered	Date of first sale	Total offering amount	Total amount sold	Total remaining to be sold	Investors who have already invested
2015-09-30 D/A	Rule 506(b)	Equity	2014-12-30	$25,000,000	$17,238,250	$7,761,750	40
2015-08-31 D/A	Rule 506(b)	Equity	2014-12-30	$25,000,000	$16,757,000	$8,243,000	35
2015-08-12 D/A	Rule 506(b)	Equity	2014-12-30	$25,000,000	$14,257,000	$10,743,000	34
2015-07-14 D/A	Rule 506(b)	Equity	2014-12-30	$25,000,000	$8,680,000	$16,320,000	18
2015-02-04 D/A	Rule 506(b)	Equity	2014-12-30	$25,000,000	$7,230,000	$17,770,000	4
2015-01-12	Rule 506(b)	Equity	2014-12-30	$25,000,000	$6,945,000	$18,055,000	4
2014-08-07	Rule 506(b)	Equity	2013-07-25	$7,500,000	$3,566,900	$3,933,100	0
2013-05-07 D/A	Rule 506	Equity	2011-06-30	$12,500,000	$10,287,755	$2,212,245	0
2012-02-08	Rule 506	Equity	2011-09-30	$12,500,000	$5,472,505	$7,027,495	0

Stock Name	Country	Market Cap	PE Ratio
PEAPACK GLADSTONE FINANCIAL CORP (PGC)	United States	$0.795B	16.16