ESP Resources, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-25: Reporting owner Dugas David; Form 5; Security Warrants; Transaction Holding.
- 2010-07-19: Reporting owner Dugas David; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2010-07-19: Reporting owner Dugas David; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2010-07-06: Reporting owner Dugas David; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-25 holding as of filing | Dugas David Director, Officer (Chief Executive Officer) | 5 | Warrants Derivative · Direct | Holding | 2,371,430 owned after | no price filed | 2011-02-25 | |
| 2010-07-19 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +657,143 1,714,287 owned after | $0.25 exercise price | 2011-02-25 | |
| 2010-07-19 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +657,143 2,371,430 owned after | $0.75 exercise price | 2011-02-25 | |
| 2010-07-06 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +257,143 800,001 owned after | $0.25 exercise price | 2011-02-25 | |
| 2010-07-06 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +257,143 1,057,144 owned after | $0.75 exercise price | 2011-02-25 | |
| 2010-06-30 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +271,429 271,429 owned after | $0.25 exercise price | 2011-02-25 | |
| 2010-06-30 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +271,429 542,858 owned after | $0.75 exercise price | 2011-02-25 |