ESP Resources, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-11: Reporting owner Primeaux Tony; Form 5; Security Options; Transaction Holding.
- 2013-01-11: Reporting owner Dugas David; Form 5; Security Options; Transaction Holding.
- 2012-12-01: Reporting owner Primeaux Tony; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-01: Reporting owner Dugas David; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-11 holding as of filing | Primeaux Tony Director, Officer (Vice-President) | 5 | Options Derivative · Direct | Holding | 15,400,000 owned after | no price filed | 2013-01-11 | |
| 2013-01-11 holding as of filing | Dugas David Director, Officer (Chief Executive Officer) | 5 | Options Derivative · Direct | Holding | 12,000,000 owned after | no price filed | 2013-01-11 | |
| 2012-12-01 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 13,600,000 owned after | $0.14 exercise price | 2012-12-04 | |
| 2012-12-01 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 11,200,000 owned after | $0.14 exercise price | 2012-12-04 | |
| 2012-11-23 | Cox William M Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,250,000 owned after | $0.09 exercise price | 2013-01-11 | |
| 2012-11-23 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800,000 15,400,000 owned after | $0.09 exercise price | 2013-01-11 | |
| 2012-11-23 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 12,000,000 owned after | $0.09 exercise price | 2013-01-11 | |
| 2012-09-21 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 12,600,000 owned after | $0.15 exercise price | 2012-09-26 | |
| 2012-09-21 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 10,200,000 owned after | $0.15 exercise price | 2012-09-26 | |
| 2012-07-10 | Cox William M Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.10 exercise price | 2012-08-16 | |
| 2012-07-10 | Primeaux Tony Director, Officer (Vice-President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600,000 10,600,000 owned after | $0.10 exercise price | 2012-08-16 | |
| 2012-07-10 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 8,200,000 owned after | $0.10 exercise price | 2012-08-16 | |
| 2012-06-01 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 9,371,430 owned after | $0.14 exercise price | 2012-06-06 | |
| 2012-06-01 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 9,000,000 owned after | $0.14 exercise price | 2012-06-06 | |
| 2011-12-01 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 8,371,430 owned after | $0.14 exercise price | 2011-12-01 | |
| 2011-12-01 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 8,000,000 owned after | $0.14 exercise price | 2011-12-01 | |
| 2011-10-01 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 7,000,000 owned after | $0.12 exercise price | 2011-11-10 | |
| 2011-09-21 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 7,371,430 owned after | $0.15 exercise price | 2011-09-22 | |
| 2011-09-21 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 5,000,000 owned after | $0.15 exercise price | 2011-09-22 | |
| 2011-06-01 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 5,371,430 owned after | $0.14 exercise price | 2011-07-26 | |
| 2011-06-01 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 3,000,000 owned after | $0.14 exercise price | 2011-07-26 | |
| 2011-02-25 holding as of filing | Primeaux Tony Director, Officer (Vice-President) | 5 | Options Derivative · Direct | Holding | 2,000,000 owned after | $0.15 exercise price | 2011-02-25 | |
| 2011-02-25 holding as of filing | Dugas David Director, Officer (Chief Executive Officer) | 5 | Options Derivative · Direct | Holding | 2,000,000 owned after | $0.15 exercise price | 2011-02-25 | |
| 2010-09-21 | Primeaux Tony Director, Officer (Vice-President) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2011-02-25 | |
| 2010-09-21 | Dugas David Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 4,371,430 owned after | $0.15 exercise price | 2011-02-25 |