ESCALERA RESOURCES CO. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-11-27: Form 8-K; Period of report 2015-11-27; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2015-11-09: Form 8-K; Period of report 2015-11-02; Description 1.03 Bankruptcy or Receivership; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure; Details 1.03.
- 2015-10-14: Form 8-K; Period of report 2015-10-07; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2015-09-28: Form 8-K; Period of report 2015-09-22; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-11-27 | 8-K | 2015-11-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) On November 20, 2015, the Company appointed Gary Grinsfelder, 65, as the Company’s Chief Operating Officer (“COO”). | escr-20151127x8k.htm |
| 2015-11-09 | 8-K | 2015-11-02 | 1.03 Bankruptcy or Receivership; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 1.03 On November 5, 2015, Escalera Resources Co. (“Escalera” or the “Company”) filed a voluntary petition in the United States Bankruptcy Court for the District of Colorado (the “Court”) seeking relief under the provisions of Chapter 11 of Title 11 of the United States Code. 3.01 On November 2, 2015, the Company received a staff deficiency letter from The Nasdaq Stock Market (“Nasdaq”) notifying the Company that it is no longer in compliance with the minimum stockholders’ equity requirement for continued listing of its Series A Preferred Stock on The Nasdaq Capital Market. 7.01 On November 4, 2015, the Company issued a press release entitled “Escalera Resources Files Voluntary Bankruptcy Petition Under Chapter 11.” The release is attached hereto as exhibit 99.1. | escr-20151102x8k.htm |
| 2015-10-14 | 8-K | 2015-10-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On October 7, 2015, Escalera Resources Co. (the “Company”) notified the Nasdaq Stock Market (“Nasdaq”) of its intent to file Form 25, Notification of Removal from Listing and/or Registration under Section 12(b) of the Securities Exchange Act of 1934, with the United States Securities and Exchange Commission (“SEC”) to voluntarily delist its common stock from the Nasdaq Capital Market. | escr-20151007x8k.htm |
| 2015-09-28 | 8-K | 2015-09-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | escr-20150922x8k.htm |
| 2015-09-03 | 8-K | 2015-08-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | escr-20150828x8k.htm |
| 2015-08-26 | 8-K | 2015-08-20 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On August 20, 2015, Escalera Resources Co. (the “Company”) received a staff deficiency letter from The Nasdaq Stock Market (“Nasdaq”) notifying the Company that it is no longer in compliance with the minimum stockholders’ equity requirement for continued listing on The Nasdaq Capital Market. | escr-20150820x8k.htm |
| 2015-08-06 | 8-K | 2015-07-31 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 On July 31, 2015, the Company completed the sale of its interests in the Mesa Units, located on the Pinedale Anticline in southwestern Wyoming, to Vanguard Operating, LLC (the “Buyer”), an unaffiliated entity. 7.01 On August 3, 2015, the Company issued a press release entitled “Escalera Resources Announces Redetermination of Borrowing Base; Enters into Forbearance Agreement.” The release is attached hereto as exhibit 99.1. | escr-20150731x8k.htm |
| 2015-07-23 | 8-K | 2015-07-16 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | escr-20150716x8k.htm |
| 2015-06-22 | 8-K | 2015-06-16 | 1.01 Entry into a Material Definitive Agreement; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On June 16, 2015, the Company issued a press release entitled “Escalera Resources Announces $47 Million Purchase Agreement to Expand Atlantic Rim Holdings”. | escr-20150616x8k.htm |
| 2015-06-15 | 8-K | 2015-06-09 | 7.01 Regulation FD Disclosure | 7.01 On June 9, 2015, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Indefinitely Suspends Series A Preferred Stock Dividend to Preserve Capital”. | escr-20150609x8k.htm |
| 2015-05-19 | 8-K | 2015-05-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Ms. Susan Reeves notified the Board of Directors of the Company (the “Board”) that she has resigned from the Board effective May 13, 2015. | escr-20150513x8k.htm |
| 2015-05-06 | 8-K | 2015-04-30 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Escalera Resources Co. (the “Company”) received a written notice (the “Notice”) from The Nasdaq Stock Market (“NASDAQ”), advising us that the market value of our common stock for the previous 30 consecutive business days had been below the minimum $5,000,000 required (“Market Value of Publicly Held Shares Requirement”) for continued listing on the NASDAQ Global Select Market pursuant to NASDAQ Listing Rule 5450(b)(1)(C) (the “Rule”). | escr-20150430x8k.htm |
| 2015-04-24 | 8-K | 2015-04-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Mr. Richard Dole notified the Board of Directors of the Company (the “Board”) that he has resigned from the Board effective April 23, 2015, and he will forfeit his compensation for the period April 1, 2015 through June 30, 2015. | escr-20150423x8k.htm |
| 2015-04-20 | 8-K | 2015-04-15 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On April 15, 2015, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Reports Full-Year Financial and Operating Results.” The release contains certain non-GAAP financial information. 7.01 To the extent required, the information included in Item 2.02 of this Form 8-K is hereby incorporated by reference into this Item 7.01. | escr-20150415x8k.htm |
| 2015-04-02 | 8-K | 2015-03-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Mr. Neil Bush notified the Board of Directors of the Company (the “Board”) that he has resigned from the Board effective March 31, 2015, and he will forfeit his compensation for the period April 1, 2015 through June 30, 2015. | escr-20150330x8k.htm |
| 2015-03-09 | 8-K | 2015-03-09 | 7.01 Regulation FD Disclosure | 7.01 On March 9, 2015, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Suspends Series A Preferred Stock Dividend to Preserve Capital”. | escr-20150309x8k.htm |
| 2015-01-26 | 8-K | 2015-01-20 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On January 20, 2015, Escalera Resources Co. (the “Company”) received notification from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company’s common stock is subject to potential delisting from the Nasdaq because for a period of 30 consecutive business days, the bid price of the Company’s common stock has closed below the minimum $1.00 per share requirement for continued inclusion under Nasdaq Marketplace Rule 5450(a)(1) (the “Bid Price Rule”). | escr-20150120x8k.htm |