ESCALERA RESOURCES CO. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-29: Form 8-K; Period of report 2014-12-22; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-11-20: Form 8-K; Period of report 2014-11-14; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2014-11-05: Form 8-K; Period of report 2014-10-30; Description 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 1.02.
- 2014-09-05: Form 8-K; Period of report 2014-08-29; Description 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-29 | 8-K | 2014-12-22 | 7.01 Regulation FD Disclosure | 7.01 On December 22, 2014, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources’ Borrowing Base Reaffirmed at $50 Million.” The release is attached hereto as exhibit 99.1. | a14-26792_18k.htm |
| 2014-11-20 | 8-K | 2014-11-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 14, 2014, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Reports Third Quarter Financial and Operating Results.” The release contains certain non-GAAP financial information. 7.01 To the extent required, the information included in Item 2.02 of this Form 8-K is hereby incorporated by reference into this Item 7.01. | escr-20141114x8k.htm |
| 2014-11-05 | 8-K | 2014-10-30 | 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.02 As discussed in Item 5.02 below, on October 30, 2014, Escalera Resources Co. (the “Company”) notified Dr. Clark Huffman, Vice President — Operations that his employment contract, which expires December 31, 2014, will not be renewed. 5.02 Effective October 30, 2014, the Company provided notification to Dr. Clark Huffman, Vice President - Operations, that his employment with the Company was terminated under section 3.2(c) of his Amended and Restated Employment Agreement, dated March 30, 2012 (the “Employment Agreement”). | a14-23758_18k.htm |
| 2014-09-05 | 8-K | 2014-08-29 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 1.02 Effective August 29, 2014, the Company terminated the Amended and Restated Credit Agreement dated February 5, 2010, among the Company and Bank of Oklahoma, N.A., and the other lenders named therein as a result of entering into the new Credit Agreement discussed in Item 1.01. 2.03 To the extent applicable, the information set forth above in Item 1.01 is hereby incorporated by reference into this Item 2.03. 7.01 On September 2, 2014, the Company issued a press release entitled “Escalera Resources Announces Closing of $250 Million Credit Facility”, which is attached as Exhibit 99.1 hereto. | d784849d8k.htm |
| 2014-08-20 | 8-K | 2014-08-20 | 7.01 Regulation FD Disclosure | 7.01 Beginning on August 20, 2014, and at other times thereafter, Escalera Resources Co. (the “Company”) intends to present and post on its corporate website a PowerPoint slide presentation entitled “Big Ideas = Bigger Opportunity”. | d778576d8k.htm |
| 2014-08-19 | 8-K | 2014-08-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 14, 2014, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Reports Second Quarter Financial and Operating Results.” The release contains certain non-GAAP financial information. 7.01 The Company conducted a conference call on August 15, 2014 to discuss the financial and operating results for the quarter ended June 30, 2014. | d775468d8k.htm |
| 2014-06-23 | 8-K | 2014-06-17 | 5.07 Submission of Matters to a Vote of Security Holders | d746227d8k.htm | |
| 2014-06-05 | 8-K | 2014-06-03 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 Beginning on June 3, 2014, and at other times thereafter, the Company intends to present or distribute a PowerPoint slide presentation entitled “IPAA OGIS Toronto, June 5, 2014” to various conference participants, institutions, funds, and sophisticated investors. 8.01 To the extent required, the information included in Item 7.01 of this Form 8-K is hereby incorporated by reference into this Item 8.01. | d739678d8k.htm |
| 2014-05-19 | 8-K | 2014-05-15 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 15, 2014, Escalera Resources Co. (the “Company”) issued a press release entitled “Escalera Resources Reports First Quarter Financial and Operating Results.” The release contains certain non-GAAP financial information. 7.01 The Company conducted a conference call on May 15, 2014 to discuss the financial and operating results for the quarter ended March 31, 2014. | d730412d8k.htm |
| 2014-04-30 | 8-K | 2014-04-24 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On April 25, 2014, the Company received a non-binding indicative terms and conditions sheet (the “Term Sheet”) from an international financial institution which would provide for a credit facility up to $70,000,000, of which $55,000,000 would be fully committed. | d720430d8k.htm |
| 2014-04-09 | 8-K | 2014-04-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 7.01 Regulation FD Disclosure; 8.01 Other Events | 5.02 (d) On April 3, 2014, the Board of Directors (the “Board”) of Escalera Resources Co. (the “Company”) appointed Neil Bush as an independent director for a term to expire at the Company’s Annual Meeting of Stockholders in 2014, subject to reelection by the Company’s shareholders at such time. 5.03 On April 3, 2014, the Board eliminated the staggered terms for the members of the Board and the division of the directorships into three classes. 7.01 Beginning on April 8, 2014, and at other times thereafter, the Company intends to present or distribute a PowerPoint slide presentation entitled “IPAA Oil & Gas Conference, April 2014” to various conference participants, institutions, funds, and sophisticated investors. 8.01 On April 7, 2014, the Company issued a press release announcing the appointment of Mr. Bush as a director on the Board. | d710258d8k.htm |
| 2014-03-28 | 8-K/A | 2014-03-24 | 9.01 Financial Statements and Exhibits | d701843d8ka.htm | |
| 2014-03-27 | 8-K | 2014-03-24 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.02 On March 24, 2014, pursuant to a private placement transaction (the “Private Placement”), the Company accepted subscription agreements from 28 accredited investors for 2,018,826 total shares of the Company’s common stock, for an aggregate purchase price of approximately $4,825,000. 5.02 (b) On March 24, 2014, the Company announced that on March 31, 2014, Richard Dole, Chief Executive Officer, will cease to serve as the Chief Executive Officer of the Company and Mr. Dole’s employment under the Amended and Restated Employment Agreement, dated March 30, 2012, between the Company and Mr. Dole (the “Employment Agreement”) will terminate. 5.03 On March 24, 2014, the Board adopted Articles of Amendment to its Articles of Incorporation changing its name to Escalera Resources Co. The Company filed Articles of Amendment with the State Department of Assessments and Taxation of Maryland implementing the change in the Company’s name, to be effective as of April 1, 2014. 8.01 In connection with the Company’s name change, the Company’s symbol for its common stock trading on the NASDAQ Global Select Market will change to “ESCR” and the Company’s symbol for its preferred stock trading on the NASDAQ Global Select Market will change to “ESCRP,” each to be effective as of April 1, 2014. | d699717d8k.htm |
| 2014-03-13 | 8-K | 2014-03-12 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On March 12, 2014, Double Eagle Petroleum Co. (the “Company”) issued two press releases entitled “Double Eagle Petroleum Co. Reports Full-Year 2013 Financial Results” and “Double Eagle Provides Updates on Drilling Operations and Exploration Projects”. 7.01 The Company will conduct a conference call on March 13, 2014 at 11:00 a.m. | d692949d8k.htm |
| 2014-02-04 | 8-K | 2014-01-29 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 (c ) On January 30, 2014, the Company appointed Adam Fenster, 43, as the Company’s Chief Financial Officer. | d670840d8k.htm |
| 2014-01-06 | 8-K | 2014-01-02 | 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.02 As discussed in Item 5.02 below, on January 2, 2014, Kurtis Hooley resigned from his position as the Chief Operating Officer and Chief Financial Officer of Double Eagle Petroleum Co. (the “Company”), effective January 15, 2014. 5.02 (b) On January 2, 2014, Kurtis Hooley resigned as the Company’s Chief Operating Officer and Chief Financial Officer, effective January 15, 2014. | d653141d8k.htm |