ERBA DIAGNOSTICS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-16: Reporting owner Transasia Bio-Medicals Ltd. | Vazirani Suresh H. | DUDANI KISHORE | Erba Lachema s.r.o. | ERBA Diagnostics Mannheim GmbH; Form 4; Security Common Stock Warrants (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2011-07-01: Reporting owner Transasia Bio-Medicals Ltd. | Vazirani Suresh H. | Erba Lachema s.r.o. | DUDANI KISHORE | ERBA Diagnostics Mannheim GmbH; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-16 | Transasia Bio-Medicals Ltd. | Vazirani Suresh H. | DUDANI KISHORE | Erba Lachema s.r.o. | ERBA Diagnostics Mannheim GmbH 10% Owner | Director, Officer (Executive Chairman of Board), 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −600,000 19,400,000 owned after | $0.75 exercise price | 2012-04-17 | |
| 2011-07-01 | Transasia Bio-Medicals Ltd. | Vazirani Suresh H. | Erba Lachema s.r.o. | DUDANI KISHORE | ERBA Diagnostics Mannheim GmbH 10% Owner | Director, Officer, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000,000 20,000,000 owned after | $0.75 exercise price | 2011-07-05 |