ERBA DIAGNOSTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-17: Reporting owner Gallwas Gerald E; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-17: Reporting owner Gadal Philippe; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-17: Reporting owner Templeton David M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-01: Reporting owner Mohan Gopalkrishnan; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-17 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.35 exercise price | 2015-12-21 | |
| 2015-12-17 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.35 exercise price | 2015-12-21 | |
| 2015-12-17 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.35 exercise price | 2015-12-21 | |
| 2015-06-01 | Mohan Gopalkrishnan Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.81 exercise price | 2015-06-02 | |
| 2015-05-14 | Scala Ernesina Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.06 exercise price | 2015-05-18 | |
| 2014-12-10 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,788 0 owned after | $0.59 exercise price | 2014-12-12 | |
| 2014-12-10 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.55 exercise price | 2014-12-12 | |
| 2014-12-10 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.52 exercise price | 2014-12-12 | |
| 2014-12-10 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.76 exercise price | 2014-12-12 | |
| 2014-06-06 | Patel Prakash Officer (Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.63 exercise price | 2014-06-10 | |
| 2014-05-31 | Mohan Gopalkrishnan Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.76 exercise price | 2014-06-03 | |
| 2014-05-22 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.76 exercise price | 2014-05-27 | |
| 2014-05-22 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.76 exercise price | 2014-05-27 | |
| 2014-05-22 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.76 exercise price | 2014-05-27 | |
| 2014-04-14 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.57 exercise price | 2014-04-16 | |
| 2014-04-14 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.47 exercise price | 2014-04-16 | |
| 2014-04-14 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.53 exercise price | 2014-04-16 | |
| 2014-04-14 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.91 exercise price | 2014-04-16 | |
| 2014-03-25 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.55 exercise price | 2014-03-26 | |
| 2013-09-12 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.52 exercise price | 2013-09-16 | |
| 2013-09-12 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.52 exercise price | 2013-09-16 | |
| 2013-09-12 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.52 exercise price | 2013-09-16 | |
| 2013-09-12 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.52 exercise price | 2013-09-16 | |
| 2012-06-19 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.55 exercise price | 2012-06-20 | |
| 2012-06-19 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.55 exercise price | 2012-06-20 | |
| 2012-06-19 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.55 exercise price | 2012-06-20 | |
| 2012-06-19 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.55 exercise price | 2012-06-20 | |
| 2011-09-26 | Gallwas Gerald E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,788 17,788 owned after | $0.59 exercise price | 2011-09-28 | |
| 2011-06-14 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.91 exercise price | 2011-06-15 | |
| 2011-06-14 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.91 exercise price | 2011-06-15 | |
| 2011-06-14 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.91 exercise price | 2011-06-15 | |
| 2010-11-17 | Gadal Philippe Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,041 14,041 owned after | $0.56 exercise price | 2010-11-19 | |
| 2010-11-17 | Templeton David M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,041 14,041 owned after | $0.56 exercise price | 2010-11-19 | |
| 2010-06-10 | BENJAMIN JERRY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.53 exercise price | 2010-06-14 | |
| 2010-06-10 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.53 exercise price | 2010-06-14 | |
| 2010-06-10 | Le Portz Laurent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.53 exercise price | 2010-06-14 | |
| 2010-06-10 | Meyer Lawrence G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.53 exercise price | 2010-06-14 | |
| 2010-04-05 | Levine Arthur Officer (Vice President - Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.65 exercise price | 2010-04-07 | |
| 2010-01-04 | Lufkin Steven Officer (General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.50 exercise price | 2010-01-05 | |
| 2009-06-15 | Meyer Lawrence G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.47 exercise price | 2009-06-16 | |
| 2009-06-15 | Le Portz Laurent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.47 exercise price | 2009-06-16 | |
| 2009-06-15 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.47 exercise price | 2009-06-16 | |
| 2009-06-15 | BENJAMIN JERRY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.47 exercise price | 2009-06-16 | |
| 2009-03-27 | Struby Charles R Officer (CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.37 exercise price | 2009-03-31 | |
| 2008-10-10 | Meyer Lawrence G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.50 exercise price | 2008-10-15 | |
| 2008-10-10 | BENJAMIN JERRY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.50 exercise price | 2008-10-15 | |
| 2008-09-23 | Clark Kevin D Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.65 exercise price | 2008-09-25 | |
| 2008-09-23 | Clark Kevin D Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.20 exercise price | 2008-09-25 | |
| 2008-09-23 | STEELE DUANE Officer (VP - Business Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.65 exercise price | 2008-09-25 | |
| 2008-09-23 | STEELE DUANE Officer (VP - Business Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.20 exercise price | 2008-09-25 | |
| 2008-09-23 | DEUTSCH MARK Officer (CFO and VP - Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.65 exercise price | 2008-09-25 | |
| 2008-09-23 | DEUTSCH MARK Officer (CFO and VP - Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.20 exercise price | 2008-09-25 | |
| 2008-09-23 | Le Portz Laurent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.65 exercise price | 2008-09-25 | |
| 2008-08-06 | VALDESFAULI JOSE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.57 exercise price | 2008-08-07 | |
| 2008-08-06 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.57 exercise price | 2008-08-07 | |
| 2008-08-06 | HALPRYN GLENN L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.57 exercise price | 2008-08-07 | |
| 2008-08-06 | FERNANDEZ FERNANDO L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.57 exercise price | 2008-08-07 | |
| 2007-09-24 holding as of filing | Clark Kevin D Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.00 exercise price | 2007-09-24 | ||
| 2007-08-01 | FERNANDEZ FERNANDO L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2007-08-02 | |
| 2007-08-01 | HALPRYN GLENN L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2007-08-02 | |
| 2007-08-01 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2007-08-02 | |
| 2007-08-01 | VALDESFAULI JOSE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2007-08-02 | |
| 2006-09-19 | HARLEY JOHN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.56 exercise price | 2006-09-21 | |
| 2006-09-19 | HALPRYN GLENN L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.56 exercise price | 2006-09-21 | |
| 2006-09-19 | FERNANDEZ FERNANDO L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.56 exercise price | 2006-09-21 | |
| 2006-09-19 | VALDESFAULI JOSE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.56 exercise price | 2006-09-21 |