EQUAL ENERGY LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-31: Reporting owner Smalling Scott; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-07-31: Reporting owner Chimahusky John S.; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-23: Reporting owner Doyle Michael Edmond; Form 3/A; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-12-12: Reporting owner Klapko Donald Charles; Form 3/A; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-31 | Smalling Scott Officer (Senior VP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,500 0 owned after | $2.38 | 2014-08-05 | |
| 2014-07-31 | Chimahusky John S. Director, Officer (Senior VP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $0.77 | 2014-08-04 | |
| 2013-12-23 holding as of filing | Doyle Michael Edmond Director | 3/A | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $6.15 exercise price | 2013-12-23 | ||
| 2013-12-12 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3/A | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $7.96 exercise price | 2013-12-12 | ||
| 2013-02-01 | Smalling Scott Officer (VP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $3.05 exercise price | 2013-02-05 | |
| 2013-01-16 holding as of filing | Doyle Michael Edmond Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $6.15 exercise price | 2013-01-16 | ||
| 2013-01-15 holding as of filing | Giovanetto Roger H. Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.15 exercise price | 2013-01-15 | ||
| 2013-01-14 holding as of filing | CARPENTER PETER RICHMOND Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.15 exercise price | 2013-01-14 | ||
| 2013-01-10 holding as of filing | Chimahusky John S. Officer (Senior VP and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.15 exercise price | 2013-01-10 | ||
| 2013-01-10 holding as of filing | Chimahusky John S. Officer (Senior VP and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.66 exercise price | 2013-01-10 | ||
| 2013-01-10 holding as of filing | Chimahusky John S. Officer (Senior VP and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.26 exercise price | 2013-01-10 | ||
| 2013-01-09 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $7.96 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | Dusik Victor Stanley Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.15 exercise price | 2013-01-09 | ||
| 2013-01-08 holding as of filing | Chapman Wendell Percy Officer (Senior VP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.88 exercise price | 2013-01-08 | ||
| 2013-01-08 holding as of filing | Chapman Wendell Percy Officer (Senior VP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.66 exercise price | 2013-01-08 | ||
| 2013-01-08 holding as of filing | Chapman Wendell Percy Officer (Senior VP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.26 exercise price | 2013-01-08 |