EQUAL ENERGY LTD. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner Doyle Michael Edmond; Form 3/A; Security 6.75% Convertible Debentures due 2016; Transaction Holding.
- 2013-12-23: Reporting owner Doyle Michael Edmond; Form 3/A; Security 6.75% Convertible Debentures due 2016; Transaction Holding.
- 2013-12-12: Reporting owner Klapko Donald Charles; Form 3/A; Security 6.75% Convertible Debentures due 2016; Transaction Holding.
- 2013-12-12: Reporting owner Klapko Donald Charles; Form 3/A; Security 6.75% Convertible Debentures due 2016; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 holding as of filing | Doyle Michael Edmond Director | 3/A | 6.75% Convertible Debentures due 2016 Derivative · Indirect · (m) | Holding | $9.00 exercise price | 2013-12-23 | ||
| 2013-12-23 holding as of filing | Doyle Michael Edmond Director | 3/A | 6.75% Convertible Debentures due 2016 Derivative · Indirect · (m) | Holding | $9.00 exercise price | 2013-12-23 | ||
| 2013-12-12 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3/A | 6.75% Convertible Debentures due 2016 Derivative · Direct · (m) | Holding | $9.00 exercise price | 2013-12-12 | ||
| 2013-12-12 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3/A | 6.75% Convertible Debentures due 2016 Derivative · Indirect · (m) | Holding | $9.00 exercise price | 2013-12-12 | ||
| 2013-01-16 holding as of filing | Doyle Michael Edmond Director | 3 | 6.75% Convertible Debentures due 2016 Derivative · Direct · (m) | Holding | $9.00 exercise price | 2013-01-16 | ||
| 2013-01-16 holding as of filing | Doyle Michael Edmond Director | 3 | 6.75% Convertible Debentures due 2016 Derivative · Indirect · (m) | Holding | $9.00 exercise price | 2013-01-16 | ||
| 2013-01-09 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3 | 6.75% Convertible Debentures due 2016 Derivative · Direct · (m) | Holding | $9.00 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | Klapko Donald Charles Director, Officer (President and CEO) | 3 | 6.75% Convertible Debentures due 2016 Derivative · Indirect · (m) | Holding | $9.00 exercise price | 2013-01-09 | ||
| 2013-01-08 holding as of filing | Chapman Wendell Percy Officer (Senior VP and CFO) | 3 | 6.75% Convertible Debentures due 2016 Derivative · Direct | Holding | $9.00 exercise price | 2013-01-08 |