Advertisement
Screener

Enerpulse Technologies, Inc. Forms 3, 4 and 5: Stock Options

Enerpulse Technologies, Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2015-12-31: Reporting owner Gonnella Joseph E; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2015-06-25: Reporting owner GREENSTEIN IRA A; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-08-06: Reporting owner Smith Stephen Frederick; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-08-06: Reporting owner Templeton Bryan C; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2015-12-31Gonnella Joseph E
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+350,000
350,000 owned after
$0.10
exercise price
2016-01-08
2015-06-25GREENSTEIN IRA A
Director
4Director Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.20
exercise price
2015-08-06
2014-08-06Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+44,071
44,071 owned after
$0.50
exercise price
2015-03-27
2014-08-06Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,393
50,393 owned after
$0.50
exercise price
2015-03-27
2014-08-06Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+160,790
160,790 owned after
$0.50
exercise price
2015-03-27
2014-08-06Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+49,852
49,852 owned after
$0.50
exercise price
2015-03-27
2014-08-06Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+183,204
183,204 owned after
$0.50
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+994
994 owned after
$0.75
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−994
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,950
8,950 owned after
$0.75
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−8,950
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,938
10,938 owned after
$0.75
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,938
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,972
4,972 owned after
$0.75
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,972
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,657
4,657 owned after
$0.75
exercise price
2015-03-27
2014-06-30Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,657
0 owned after
$3.00
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,972
4,972 owned after
$0.75
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,972
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,486
2,486 owned after
$0.75
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,486
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,944
9,944 owned after
$0.75
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,944
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,944
9,944 owned after
$0.75
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,944
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24,052
24,052 owned after
$0.75
exercise price
2015-03-27
2014-06-30Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−24,052
0 owned after
$3.00
exercise price
2015-03-27
2014-06-30Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,944
9,944 owned after
$0.75
exercise price
2015-03-27
2014-06-30Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,944
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,135
5,135 owned after
$0.75
exercise price
2015-03-27
2014-06-30Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,135
0 owned after
$3.00
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,475
4,475 owned after
$0.75
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,475
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,475
4,475 owned after
$0.75
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,475
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+59,664
59,664 owned after
$0.75
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,664
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+59,664
59,664 owned after
$0.75
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,664
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,982
60,982 owned after
$0.75
exercise price
2015-03-27
2014-06-30Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−60,982
0 owned after
$3.00
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,972
4,972 owned after
$0.75
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,972
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,944
9,944 owned after
$0.75
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,944
0 owned after
$0.91
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,234
13,234 owned after
$0.75
exercise price
2015-03-27
2014-06-30Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−13,234
0 owned after
$3.00
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+89,495
89,495 owned after
$0.75
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−89,495
0 owned after
$1.01
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,339
37,339 owned after
$0.75
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−37,339
0 owned after
$1.01
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,832
29,832 owned after
$0.75
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−29,832
0 owned after
$1.01
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+54,901
54,901 owned after
$0.75
exercise price
2015-03-27
2014-06-30Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−54,901
0 owned after
$3.00
exercise price
2015-03-27
2013-10-15Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,657
4,657 owned after
$3.00
exercise price
2015-03-27
2013-10-15Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24,052
24,052 owned after
$3.00
exercise price
2015-03-27
2013-10-15Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,135
5,135 owned after
$3.00
exercise price
2015-03-27
2013-10-15Gonnella Joseph E
Director, Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,982
60,982 owned after
$3.00
exercise price
2015-03-27
2013-10-15Ford Tim
Director
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,234
13,234 owned after
$3.00
exercise price
2015-03-27
2013-10-15Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+54,901
54,901 owned after
$3.00
exercise price
2015-03-27
2013-09-16
holding as of filing
Ford Tim
Director
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.91
exercise price
2013-09-16
2013-09-16
holding as of filing
Ford Tim
Director
3Employee Stock Option (Right to Buy)
Derivative · Direct
Holding$0.91
exercise price
2013-09-16
2013-09-04Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+89,495
89,495 owned after
$1.01
exercise price
2013-09-06
2013-09-04Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+37,339
126,834 owned after
$1.01
exercise price
2013-09-06
2013-09-04Camilli Louis S
Officer (Pres, CTO & Secretary)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+29,832
156,666 owned after
$1.01
exercise price
2013-09-06
2013-09-04Novak John R
Officer (VP - OEM Sales)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+9,944
9,944 owned after
$0.91
exercise price
2013-09-06
2013-09-04Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,972
4,972 owned after
$0.91
exercise price
2013-09-06
2013-09-04Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,486
7,458 owned after
$0.91
exercise price
2013-09-06
2013-09-04Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+9,944
17,402 owned after
$0.91
exercise price
2013-09-06
2013-09-04Templeton Bryan C
Officer (CFO & Treasurer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+9,944
27,346 owned after
$0.91
exercise price
2013-09-06
2013-09-04Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+994
994 owned after
$0.91
exercise price
2013-09-06
2013-09-04Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+8,950
9,944 owned after
$0.91
exercise price
2013-09-06
2013-09-04Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+10,938
20,882 owned after
$0.91
exercise price
2013-09-06
2013-09-04Smith Stephen Frederick
Officer (VP - Manufacturing & Ops)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,972
25,854 owned after
$0.91
exercise price
2013-09-06
2013-09-04Gonnella Joseph E
Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,475
4,475 owned after
$0.09
exercise price
2013-09-06
2013-09-04Gonnella Joseph E
Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,475
8,950 owned after
$0.91
exercise price
2013-09-06
2013-09-04Gonnella Joseph E
Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+59,664
68,614 owned after
$0.91
exercise price
2013-09-06
2013-09-04Gonnella Joseph E
Officer (Chief Executive Officer)
4Employee Stock Option (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+59,664
128,278 owned after
$0.91
exercise price
2013-09-06