Enerpulse Technologies, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-26: Reporting owner Passaic River Capital LLC; Form 4; Security Senior Secured Convertible Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-07-27: Reporting owner Passaic River Capital LLC; Form 5; Security Senior Secured Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-20: Reporting owner HAMMONS MICHAEL J; Form 4; Security 6% Senior Secured Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-20: Reporting owner Smith Stephen Frederick; Form 4; Security 6% Senior Secured Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Passaic River Capital LLC 10% Owner | 4 | Senior Secured Convertible Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +37,500 37,500 owned after | $37,500.00 | 2017-01-30 | |
| 2016-07-27 | Passaic River Capital LLC 10% Owner | 5 | Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $150,000.00 | 2017-01-30 | |
| 2015-02-20 | HAMMONS MICHAEL J Other (Former Director) | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +37,500 37,500 owned after | $0.20 exercise price | 2015-03-27 | |
| 2015-02-20 | Smith Stephen Frederick Officer (VP - Manufacturing & Ops) | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,500 12,500 owned after | $0.20 exercise price | 2015-03-27 | |
| 2015-02-20 | Templeton Bryan C Officer (CFO & Treasurer) | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2015-03-27 | |
| 2015-02-20 | Gonnella Joseph E Director, Officer (Chief Executive Officer) | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +96,875 96,875 owned after | $0.20 exercise price | 2015-03-27 | |
| 2015-02-20 | Ford Tim Director | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,500 12,500 owned after | $0.20 exercise price | 2015-03-27 | |
| 2015-02-20 | Camilli Louis S Officer (Pres, CTO & Secretary) | 4 | 6% Senior Secured Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.20 exercise price | 2015-03-27 |