EMX ROYALTY CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-11-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-11-05; Total offering amount $16,245,827.
- 2017-04-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-04-12; Total offering amount $6,362,623.
- 2011-03-28: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-03-18; Total offering amount $8,763,180.
- 2010-11-22: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-11-09; Total offering amount $7,649,001.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-11-05 | $16,245,827 | $9,599,697 | $6,646,130 | 148 |
| 2017-04-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-04-12 | $6,362,623 | $3,711,527 | $2,651,096 | 136 |
| 2011-03-28 | Rule 506 | Equity; OptionToAcquire | 2011-03-18 | $8,763,180 | $8,763,180 | $0 | 188 |
| 2010-11-22 | Rule 506 | Equity; OptionToAcquire | 2010-11-09 | $7,649,001 | $7,649,001 | $0 | 137 |
| 2010-02-10 | Rule 506 | Equity; OptionToAcquire | 2010-01-29 | $3,096,783 | $3,096,783 | $0 | 13 |