EMX ROYALTY CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-10-05: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-28; Total offering amount $37,351.
- 2017-07-27: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-07-27; Total offering amount $18,000.
- 2017-06-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-05-25; Total offering amount $60,000.
- 2016-02-29: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $105,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-10-05 | Rule 506(b) | Equity | 2018-09-28 | $37,351 | $37,351 | $0 | 1 |
| 2017-07-27 | Rule 506(b) | Equity | 2017-07-27 | $18,000 | $18,000 | $0 | 1 |
| 2017-06-08 | Rule 506(b) | Equity | 2017-05-25 | $60,000 | $60,000 | $0 | 1 |
| 2016-02-29 | Rule 506(b) | Equity | Yet to occur | $105,000 | $0 | $105,000 | 1 |
| 2010-08-25 | Rule 506 | Equity | 2010-08-11 | $315,225 | $315,225 | $0 | 1 |