EMTEC INC/NJ Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-02: Reporting owner Desai Dinesh; Form 4; Security Common Stock Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-08-02: Reporting owner Desai Dinesh; Form 4; Security Common Stock Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-02 | Desai Dinesh Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By DARR Westwood LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1 0 owned after | no price filed | 2010-08-20 | |
| 2010-08-02 | Desai Dinesh Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By DARR Westwood LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,401,733 owned after | $2.11 exercise price | 2010-08-20 |