EMTEC INC/NJ Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-04: Reporting owner Desai Dinesh; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-10: Reporting owner Misra Sunil; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-21: Reporting owner Chandler Gregory P; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Desai Dinesh Director, Officer (Chairman, CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,315,084 1,315,084 owned after | $1.75 exercise price | 2013-02-13 | |
| 2012-08-10 | Misra Sunil Officer (Chief Strategy and Delivery) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +657,542 657,542 owned after | $1.75 exercise price | 2013-02-15 | |
| 2012-05-21 | Chandler Gregory P Director, Officer (CFO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +657,542 657,542 owned after | $1.75 exercise price | 2013-02-15 |