EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 83 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-06: Reporting owner MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-06: Reporting owner MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-06: Reporting owner MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-07-06: Reporting owner MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +854,029 854,029 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +116,410 116,410 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +579,622 579,622 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,460,246 1,460,246 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +225,543 1,079,572 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +30,743 147,153 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +153,074 732,696 owned after | $1.09 exercise price | 2011-07-08 | |
| 2011-07-06 | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +385,640 1,845,886 owned after | $1.09 exercise price | 2011-07-08 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +506,137 506,137 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +68,836 68,836 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +581,983 581,983 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,466,190 1,466,190 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +196,333 702,470 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +26,849 95,685 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +213,627 795,610 owned after | $1.26 exercise price | 2010-08-27 | |
| 2010-08-26 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +538,191 2,004,381 owned after | $1.26 exercise price | 2010-08-27 | |
| 2009-08-21 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +748,673 748,673 owned after | $0.70 exercise price | 2009-08-25 | |
| 2009-08-21 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +101,821 101,821 owned after | $0.70 exercise price | 2009-08-25 | |
| 2009-08-21 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +818,011 818,011 owned after | $0.70 exercise price | 2009-08-25 | |
| 2009-08-21 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2,060,818 2,060,818 owned after | $0.70 exercise price | 2009-08-25 | |
| 2007-08-22 | GOLDBERG MICHAEL M Director | 4 | Warrants (Right to Buy) Derivative · Indirect · By Montaur Capital | P Open market or private purchase of non-derivative or derivative security | +19,849 19,849 owned after | $3.95 exercise price | 2007-08-31 | |
| 2007-08-22 | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +25,878 25,878 owned after | $3.95 exercise price | 2007-08-24 | |
| 2007-08-22 | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +65,195 65,195 owned after | $3.95 exercise price | 2007-08-24 | |
| 2006-04-07 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (1) | P Open market or private purchase of non-derivative or derivative security | +550,127 550,127 owned after | $1.00 | 2006-04-10 | |
| 2006-04-07 | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (2) | P Open market or private purchase of non-derivative or derivative security | +67,084 67,084 owned after | $0.01 | 2006-04-10 |