EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-06: Reporting owner Riley Gary; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-24: Reporting owner Kragie Laura; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2007-09-20: Reporting owner LUBETKIN PAUL; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2007-08-29: Reporting owner Garone Michael; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-06 | Riley Gary Officer (VP of Non-Clinical Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.02 exercise price | 2007-11-07 | |
| 2007-09-24 holding as of filing | Kragie Laura Officer (VP of Clinical Development,CMO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.17 exercise price | 2007-09-24 | ||
| 2007-09-20 holding as of filing | LUBETKIN PAUL Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.37 exercise price | 2007-09-20 | ||
| 2007-08-29 | Garone Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.03 exercise price | 2007-08-31 | |
| 2007-06-07 | BENDER LEWIS H Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.17 | 2007-08-13 | |
| 2007-04-20 | HARKEY JOHN D JR Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2008-08-15 | |
| 2007-04-20 | PACK HOWARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2008-08-15 | |
| 2007-04-20 | WEISER MICHAEL Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2008-08-15 | |
| 2007-04-20 | RACHESKY MARK H MD Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2008-08-14 | |
| 2007-04-20 | RACHESKY MARK H MD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2007-05-04 | |
| 2007-04-20 | WEISER MICHAEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2007-04-30 | |
| 2007-04-20 | PACK HOWARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2007-04-30 | |
| 2007-04-20 | HARKEY JOHN D JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2007-04-30 | |
| 2007-04-20 | GOLDBERG MICHAEL M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $3.76 exercise price | 2007-04-30 | |
| 2007-04-06 | Novinski Michael V Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $3.19 exercise price | 2007-04-12 | |
| 2007-04-06 | Novinski Michael V Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $6.38 exercise price | 2007-04-12 | |
| 2007-02-12 | BENDER LEWIS H Officer (Chief Executive Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.28 exercise price | 2007-02-14 | |
| 2007-02-12 | BENDER LEWIS H Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.28 exercise price | 2007-02-13 |