ECB BANCORP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-18: Reporting owner ADAMS GARY M; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-18: Reporting owner ADAMS GARY M; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-18: Reporting owner ADAMS GARY M; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2009-09-18: Reporting owner ADAMS GARY M; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-18 | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −742 0 owned after | $10.00 exercise price | 2009-09-18 | |
| 2009-09-18 | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,150 0 owned after | $13.25 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $29.00 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $28.52 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Righ to Buy) Derivative · Direct | Holding | 1,619 owned after | $32.60 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 600 owned after | $24.50 exercise price | 2009-09-18 |