ECB BANCORP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner White J Dorson Jr; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2007-11-15: Reporting owner White J Dorson Jr; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2007-11-15: Reporting owner White J Dorson Jr; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2007-11-15: Reporting owner White J Dorson Jr; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,960 owned after | $10.00 exercise price | 2007-11-15 | |
| 2007-11-15 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,700 owned after | $13.25 exercise price | 2007-11-15 | |
| 2007-11-15 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $29.00 exercise price | 2007-11-15 | |
| 2007-11-15 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $28.52 exercise price | 2007-11-15 | |
| 2007-11-15 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $32.60 exercise price | 2007-11-15 | |
| 2007-10-31 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,960 owned after | $10.00 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,700 owned after | $13.25 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $29.00 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $28.52 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $32.60 exercise price | 2007-10-31 | |
| 2007-04-03 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,960 owned after | $10.00 exercise price | 2007-04-03 | |
| 2007-04-03 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,700 owned after | $13.25 exercise price | 2007-04-03 | |
| 2007-04-03 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $29.00 exercise price | 2007-04-03 | |
| 2007-04-03 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $28.52 exercise price | 2007-04-03 | |
| 2007-04-03 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $32.60 exercise price | 2007-04-03 | |
| 2007-04-02 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,960 owned after | $10.00 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,700 owned after | $13.25 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $29.00 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $28.52 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $32.60 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 742 owned after | $10.00 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,150 owned after | $13.25 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $29.00 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $28.52 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Righ to Buy) Derivative · Direct | Holding | 1,619 owned after | $32.60 exercise price | 2007-04-02 | |
| 2007-03-30 | White J Dorson Jr Officer (Executive VP & COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,043 0 owned after | $12.50 exercise price | 2007-04-03 | |
| 2007-03-30 | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,043 0 owned after | $12.50 exercise price | 2007-04-02 | |
| 2007-03-30 | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,407 0 owned after | $12.50 exercise price | 2007-04-02 | |
| 2007-03-28 | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,422 0 owned after | $12.50 exercise price | 2007-03-28 | |
| 2007-03-28 | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200 0 owned after | $10.00 exercise price | 2007-03-28 | |
| 2007-03-28 | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,120 0 owned after | $13.25 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 8,954 owned after | $29.00 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 8,954 owned after | $28.52 exercise price | 2007-03-28 | |
| 2007-02-28 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,407 owned after | $12.50 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 742 owned after | $10.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,150 owned after | $13.25 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $29.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,619 owned after | $28.52 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 2,043 owned after | $12.50 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,960 owned after | $10.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,700 owned after | $13.25 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $29.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,952 owned after | $28.52 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,422 owned after | $12.50 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,200 owned after | $10.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 4,120 owned after | $13.25 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 8,954 owned after | $29.00 exercise price | 2007-02-28 | |
| 2007-02-28 holding as of filing | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 8,954 owned after | $28.52 exercise price | 2007-02-28 | |
| 2007-02-26 | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −8,954 8,954 owned after | $32.60 | 2007-03-28 | |
| 2007-02-26 | Davis T Olin Officer (Chief Credit Officer) | 4 | Employee Stock Option Grant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,000 1,000 owned after | $32.60 | 2007-02-28 | |
| 2007-02-26 | ADAMS GARY M Officer (Senior VP and CFO) | 4 | Employee Stock Option (Righ to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,619 1,619 owned after | $32.60 | 2007-02-28 | |
| 2007-02-26 | White J Dorson Jr Officer (Executive VP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,952 4,952 owned after | $32.60 | 2007-02-28 | |
| 2007-02-26 | KEENEY ARTHUR III Director, Officer (President and CEO) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −8,954 8,954 owned after | $32.60 | 2007-02-28 |