EATON VANCE CORP. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-15: Reporting owner FAUST THOMAS E JR; Form 5; Security Voting Trust Receipt; Transaction Holding.
- 2016-11-07: Reporting owner Witkos Matthew J; Form 4; Security Voting Trust Receipt; Transaction Holding.
- 2016-11-07: Reporting owner SWAFFIELD PAYSON F; Form 4; Security Voting Trust Receipt; Transaction Holding.
- 2016-11-07: Reporting owner Perkin Edward J.; Form 4; Security Voting Trust Receipt; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-12-15 | |
| 2016-11-07 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | Perkin Edward J. Officer (Chief Equity Inv. Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | Langstraat Brian D. Director | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 27,854 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-11-07 | |
| 2016-11-07 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2016-11-07 | |
| 2016-11-04 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | Perkin Edward J. Officer (Chief Equity Inv. Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | Langstraat Brian D. Director | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 27,854 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-11-04 | |
| 2016-11-04 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2016-11-04 | |
| 2016-11-03 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | Perkin Edward J. Officer (Chief Equity Inv. Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | Langstraat Brian D. Director | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 27,854 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-11-03 | |
| 2016-11-03 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2016-11-03 | |
| 2016-11-01 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-11-01 | |
| 2016-11-01 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-11-01 | |
| 2016-10-31 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-10-31 | |
| 2016-10-31 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2016-10-31 | |
| 2016-09-19 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2016-09-19 | |
| 2016-09-06 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-09-06 | |
| 2016-08-31 holding as of filing | Langstraat Brian D. Director | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 27,854 owned after | no price filed | 2016-08-31 | |
| 2016-08-24 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2016-08-24 | |
| 2016-07-11 holding as of filing | Perkin Edward J. Officer (Chief Equity Inv. Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-07-11 | |
| 2016-01-15 holding as of filing | Perkin Edward J. Officer (Chief Equity Inv. Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2016-01-15 |