EATON VANCE CORP. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-14: Reporting owner BEALE JEFFREY P; Form 5; Security Voting Trust Receipt; Transaction Holding.
- 2011-12-14: Reporting owner Whelan Robert J; Form 5; Security Voting Trust Receipt; Transaction Holding.
- 2011-12-14: Reporting owner Witkos Matthew J; Form 5; Security Voting Trust Receipt; Transaction Holding.
- 2011-12-14: Reporting owner Marius Frederick S; Form 5; Security Voting Trust Receipt; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-14 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Whelan Robert J Officer (Chief Financial Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | RICHARDSON DUNCAN W Director, Officer (Executive Vice President) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2011-12-14 | |
| 2011-11-04 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2011-11-04 | |
| 2011-11-04 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-04 | |
| 2011-11-04 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2011-11-04 | |
| 2011-11-04 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-04 | |
| 2011-11-04 holding as of filing | Whelan Robert J Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-04 | |
| 2011-11-03 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Whelan Robert J Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | RICHARDSON DUNCAN W Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2011-11-03 | |
| 2011-10-26 holding as of filing | RICHARDSON DUNCAN W Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2011-10-26 | |
| 2011-10-18 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2011-10-18 | |
| 2011-10-18 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2011-10-18 | |
| 2011-09-14 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2011-09-14 | |
| 2011-08-05 holding as of filing | RICHARDSON DUNCAN W Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2011-08-05 | |
| 2011-07-13 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-07-13 | |
| 2011-07-13 holding as of filing | Whelan Robert J Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2011-07-13 |