EATON VANCE CORP. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner RICHARDSON DUNCAN W; Form 4; Security Voting Trust Receipt; Transaction Holding.
- 2012-12-12: Reporting owner FAUST THOMAS E JR; Form 4; Security Voting Trust Receipt; Transaction Holding.
- 2012-12-07: Reporting owner HYLTON LAURIE G; Form 5; Security Voting Trust Receipt; Transaction Holding.
- 2012-12-07: Reporting owner SWAFFIELD PAYSON F; Form 5; Security Voting Trust Receipt; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 holding as of filing | RICHARDSON DUNCAN W Director, Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2012-12-12 | |
| 2012-12-12 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2012-12-12 | |
| 2012-12-07 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | RICHARDSON DUNCAN W Director, Officer (Executive Vice President) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2012-12-07 | |
| 2012-12-07 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 5 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2012-12-07 | |
| 2012-12-06 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-12-06 | |
| 2012-11-06 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-06 | |
| 2012-11-06 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-11-06 | |
| 2012-11-06 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2012-11-06 | |
| 2012-11-06 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-06 | |
| 2012-11-06 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-06 | |
| 2012-11-06 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-06 | |
| 2012-11-05 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | RICHARDSON DUNCAN W Director, Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | Marius Frederick S Officer (Chief Legal Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-05 | |
| 2012-11-05 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-11-05 | |
| 2012-10-05 holding as of filing | RICHARDSON DUNCAN W Director, Officer (Executive Vice President) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 44,566 owned after | no price filed | 2012-10-05 | |
| 2012-09-27 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-09-27 | |
| 2012-09-17 holding as of filing | FAUST THOMAS E JR Director, Officer (CEO) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 74,277 owned after | no price filed | 2012-09-17 | |
| 2012-09-05 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-09-05 | |
| 2012-07-19 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-07-19 | |
| 2012-07-17 holding as of filing | BEALE JEFFREY P Officer (Chief Administrative Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 29,389 owned after | no price filed | 2012-07-17 | |
| 2012-07-12 holding as of filing | Witkos Matthew J Other (Pres & CEO EV Distributors Inc) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-07-12 | |
| 2012-06-27 holding as of filing | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-06-27 | |
| 2012-03-15 | HYLTON LAURIE G Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +18,623 18,623 owned after | $0.00 | 2012-03-16 | |
| 2012-03-15 | Whelan Robert J Officer (Chief Financial Officer) | 4 | Voting Trust Receipt Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −18,623 0 owned after | $0.00 | 2012-03-16 | |
| 2012-01-19 holding as of filing | SWAFFIELD PAYSON F Other (Chief Income Officer) | 3 | Voting Trust Receipt Non-derivative · Direct · (m) | Holding | 18,623 owned after | no price filed | 2012-01-19 |