DYNAVOX INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-23: Reporting owner MARKS EVAN; Form 3; Security Units of DynaVox Systems Holdings LLC; Transaction Holding.
- 2011-12-30: Reporting owner Misch Kenneth D; Form 4; Security Units of DynaVox Systems Holdings LLC; Transaction C Conversion of derivative security.
- 2011-07-13: Reporting owner BAIN & CO INC; Form 4; Security Units of DynaVox Systems Holdings LLC; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-07-13: Reporting owner BAIN & CO INC; Form 4; Security Units of DynaVox Systems Holdings LLC; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-23 holding as of filing | MARKS EVAN Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2012-10-23 | ||
| 2011-12-30 | Misch Kenneth D Officer (Chief Financial Officer) | 4 | Units of DynaVox Systems Holdings LLC Derivative · Direct | C Conversion of derivative security | −50,000 53,983 owned after | $0.00 | 2012-01-03 | |
| 2011-07-13 | BAIN & CO INC 10% Owner | 4 | Units of DynaVox Systems Holdings LLC Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −4,082 0 owned after | no price filed | 2011-07-15 | |
| 2011-07-13 | BAIN & CO INC 10% Owner | 4 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −97,965 0 owned after | no price filed | 2011-07-15 | |
| 2011-07-13 | Squam Lake Investors VI, L.P. 10% Owner | 4 | Units of DynaVox Systems Holdings LLC Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −97,965 0 owned after | no price filed | 2011-07-15 | |
| 2011-03-08 holding as of filing | BlackRock Kelso Capital CORP 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Vestar Executives IV, L.P. | VESTAR ASSOCIATES IV, L.P. | VESTAR CAPITAL PARTNERS IV LP | VCD Investors LLC | VESTAR ASSOCIATES CORP IV 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-08 | ||
| 2011-03-08 holding as of filing | Vestar Executives IV, L.P. | VESTAR ASSOCIATES IV, L.P. | VESTAR CAPITAL PARTNERS IV LP | VCD Investors LLC | VESTAR ASSOCIATES CORP IV 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-08 | ||
| 2011-03-07 holding as of filing | New York Life Capital Partners, LLC | New York Life Capital Partners, L.P. | NYLCAP Manager LLC | New York Life Investment Management Holdings LLC | NYLIM MEZZANINE PARTNERS PARALLEL FUND L P | NYLIM Mezzanine GenPar, LP | NEW YORK LIFE INSURANCE CO | NYLIM Mezzanine GenPar, GP, LLC | NEW YORK LIFE INVESTMENT MANAGEMENT MEZZANINE PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Units of DynaVox Systems Holdings Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-07 | ||
| 2011-03-07 holding as of filing | New York Life Capital Partners, LLC | New York Life Capital Partners, L.P. | NYLCAP Manager LLC | New York Life Investment Management Holdings LLC | NYLIM MEZZANINE PARTNERS PARALLEL FUND L P | NYLIM Mezzanine GenPar, LP | NEW YORK LIFE INSURANCE CO | NYLIM Mezzanine GenPar, GP, LLC | NEW YORK LIFE INVESTMENT MANAGEMENT MEZZANINE PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Units of DynaVox Systems Holdings Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-07 | ||
| 2011-03-07 holding as of filing | New York Life Capital Partners, LLC | New York Life Capital Partners, L.P. | NYLCAP Manager LLC | New York Life Investment Management Holdings LLC | NYLIM MEZZANINE PARTNERS PARALLEL FUND L P | NYLIM Mezzanine GenPar, LP | NEW YORK LIFE INSURANCE CO | NYLIM Mezzanine GenPar, GP, LLC | NEW YORK LIFE INVESTMENT MANAGEMENT MEZZANINE PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Units of DynaVox Systems Holdings Derivative · Indirect · See footnote | Holding | no price filed | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Squam Lake Investors VI, L.P. 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2011-03-07 | ||
| 2011-03-07 holding as of filing | BAIN & CO INC 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct · (m) | Holding | no price filed | 2011-03-07 | ||
| 2011-03-07 holding as of filing | BAIN & CO INC 10% Owner | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · (m) | Holding | no price filed | 2011-03-07 | ||
| 2010-04-22 holding as of filing | HOLSTEIN ROGER C Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct · (m) | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | HOLSTEIN ROGER C Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · (m) | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | LIKEN JAMES W Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Cunningham Robert E Officer (Chief Technology Officer) | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Misch Kenneth D Officer (Chief Financial Officer) | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Heying Michelle L. Officer (President and COO) | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Herling Michael J Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Direct | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | NIETO AUGUSTINE L II Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · By Augustine L. Nieto II and Lynne Bransford Nieto Revocable Trust | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | MAYER WILLIAM E Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · By Park Avenue Equity Partners | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Russell Erin L Director | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · By Vestar Capital Partners | Holding | no price filed | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Donnelly Edward L Jr Director, Officer (Chief Executive Officer) | 3 | Units of DynaVox Systems Holdings LLC Derivative · Indirect · By Edward Donnelly Jr. Trust | Holding | no price filed | 2010-04-22 |