DYNAVOX INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-24: Reporting owner Merk Raymond J.; Form 3; Security Stock Options (right to buy); Transaction Holding.
- 2013-05-24: Reporting owner Merk Raymond J.; Form 3; Security Stock Options (right to buy); Transaction Holding.
- 2012-06-13: Reporting owner Heying Michelle L.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-13: Reporting owner Misch Kenneth D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-24 holding as of filing | Merk Raymond J. Officer (CFO & Corporate Secretary) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2013-05-24 | ||
| 2013-05-24 holding as of filing | Merk Raymond J. Officer (CFO & Corporate Secretary) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $5.47 exercise price | 2013-05-24 | ||
| 2012-06-13 | Heying Michelle L. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.21 exercise price | 2012-06-14 | |
| 2012-06-13 | Misch Kenneth D Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.21 exercise price | 2012-06-14 | |
| 2011-09-14 | Heying Michelle L. Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,400 27,400 owned after | $5.47 exercise price | 2012-06-14 | |
| 2011-09-14 | Misch Kenneth D Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $5.47 exercise price | 2011-09-15 | |
| 2011-09-14 | Cunningham Robert E Officer (Chief of Clinical Pathways) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,100 9,100 owned after | $5.47 exercise price | 2011-09-15 | |
| 2011-09-14 | Heying Michelle L. Officer (President and COO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,400 27,400 owned after | $5.47 exercise price | 2011-09-15 | |
| 2010-04-22 holding as of filing | SMOREY-GIGER MARCY Officer (Chief Legal Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Cunningham Robert E Officer (Chief Technology Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Misch Kenneth D Officer (Chief Financial Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Heying Michelle L. Officer (President and COO) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-04-22 | ||
| 2010-04-22 holding as of filing | Donnelly Edward L Jr Director, Officer (Chief Executive Officer) | 3 | Stock Options (right to buy) Derivative · Indirect · By Edward Donnelly Jr. Trust | Holding | $15.00 exercise price | 2010-04-22 |