DST SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-08: Reporting owner LARK VERCIE L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-08: Reporting owner GIVENS GREGG WM; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-08: Reporting owner Hooley Stephen C; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-08: Reporting owner Hooley Stephen C; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-08 | LARK VERCIE L Officer (V-P, Chief Information Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,700 45,400 owned after | $19.54 | 2017-06-12 | |
| 2017-06-08 | GIVENS GREGG WM Officer (Sr VP, CFO & Treasurer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,049 8,098 owned after | $23.76 | 2017-06-12 | |
| 2017-06-08 | Hooley Stephen C Director, Officer (Chairman, CEO & President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 80,000 owned after | $21.91 | 2017-06-12 | |
| 2017-06-08 | Hooley Stephen C Director, Officer (Chairman, CEO & President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,640 77,280 owned after | $23.76 | 2017-06-12 | |
| 2017-06-08 | BOEHM JONATHAN J Officer (Exe VP & President of Subsidia) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,087 14,174 owned after | $23.76 | 2017-06-12 | |
| 2017-04-20 | Hooley Stephen C Director, Officer (Chairman, CEO & President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 40,000 owned after | $43.83 exercise price | 2017-04-21 | |
| 2017-04-19 | Hooley Stephen C Director, Officer (Chairman, CEO & President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 49,800 owned after | $43.83 exercise price | 2017-04-21 |