Diligent Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-01: Reporting owner Spring Street Partners, Inc.; Form 5; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Spring Street Partners, Inc. Other (Former 10% Owner) | 5 | Series A Preferred Stock Derivative · Indirect · Through Spring Street Partners, LP | S Open market or private sale of non-derivative or derivative security | −21,777,904 0 owned after | no price filed | 2013-02-14 |