Diligent Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-11: Reporting owner Carroll Capital Holdings LLC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-11 | Carroll Capital Holdings LLC 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000,000 10,000,000 owned after | $0.10 | 2009-03-13 |