Digital Media Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-29: Reporting owner Lea Lyndon | Lion Capital LLP | LION CAPITAL IV GP Ltd; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-07-29: Reporting owner Prism Data, LLC; Form 4; Security Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2020-07-27: Reporting owner Prism Data, LLC; Form 3; Security Warrants (Right to Buy); Transaction Holding.
- 2020-07-27: Reporting owner Marinucci Joseph; Form 3; Security Warrants (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-29 | Lea Lyndon | Lion Capital LLP | LION CAPITAL IV GP Ltd Director | Director, 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2,958,098 2,958,098 owned after | $0.65 exercise price | 2023-10-27 | |
| 2020-07-29 | Prism Data, LLC Other (Member of 10% Owner Group) | 4 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,077,823 0 owned after | $11.50 exercise price | 2020-07-31 | |
| 2020-07-27 holding as of filing | Prism Data, LLC 10% Owner | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $11.50 exercise price | 2020-07-27 | ||
| 2020-07-27 holding as of filing | Marinucci Joseph Director, Officer (See Remarks), 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · See footnote | Holding | $11.50 exercise price | 2020-07-27 | ||
| 2020-07-27 holding as of filing | Borghese Fernando Director, Officer (Chief Operating Officer) | 3 | Warrants (Right to Buy) Derivative · Indirect · See footnote | Holding | $11.50 exercise price | 2020-07-27 | ||
| 2020-07-17 holding as of filing | CLAIRVEST GROUP INC | CEP V Co-Investment Limited Partnership | Clairvest Equity Partners V Limited Partnership | CEP V-A DMS AIV Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (Right to Buy) Derivative · Indirect · See footnotes | Holding | $11.50 exercise price | 2020-07-17 |