Digital Media Solutions, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-19: Reporting owner Goodman Matthew; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-19: Reporting owner SALDANA ANTHONY; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-19: Reporting owner Borghese Fernando; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-19: Reporting owner Marinucci Joseph; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | Goodman Matthew Officer (Chief Information Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,993 19,993 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | SALDANA ANTHONY Officer (General Counsel, EVP Legal) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,110 46,110 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | Borghese Fernando Director, Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,548 230,548 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | Marinucci Joseph Director, Officer (CEO and President), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,548 230,548 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | Liner Joey Officer (Chief Revenue Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,023 36,023 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | Rudolph Jason Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,084 68,084 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-08-19 | SRENIVAS VASUNDARA Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,092 19,092 owned after | $7.98 exercise price | 2021-08-23 | |
| 2021-07-01 | SRENIVAS VASUNDARA Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,974 17,974 owned after | $10.04 exercise price | 2021-07-06 | |
| 2021-01-20 | SALDANA ANTHONY Officer (General Counsel, EVP Legal) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,437 31,437 owned after | $11.65 exercise price | 2021-01-20 | |
| 2020-10-28 | Liner Joey Officer (Chief Revenue Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,142 19,142 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Goodman Matthew Officer (Chief Information Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,252 4,252 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Borghese Fernando Director, Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,020 51,020 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Rudolph Jason Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,767 33,767 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Katz Jonathan Officer (Chief Media Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,007 17,007 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Koubek Randall Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,503 8,503 owned after | $7.31 exercise price | 2020-10-30 | |
| 2020-10-28 | Marinucci Joseph Director, Officer (CEO and President), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,020 51,020 owned after | $7.31 exercise price | 2020-10-30 |