DecisionPoint Systems, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner SCHROEDER ROBERT C; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner TAGLICH MICHAEL N; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner Guttilla John C; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner DESOCIO JAMES F; Form 4; Security Non-qualified Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 311,954 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | TAGLICH MICHAEL N Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 1,730,962 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | Guttilla John C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 30,267 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | DESOCIO JAMES F Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 14,211 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | SEID PAUL Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 816,107 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | JAWORSKI STANLEY P. JR Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 14,211 owned after | $0.38 exercise price | 2015-04-02 | |
| 2014-12-31 | SEID PAUL Director | 4 | Options* Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 816,107 owned after | $0.38 exercise price | 2015-02-13 | |
| 2014-12-31 | TAGLICH MICHAEL N Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 1,730,962 owned after | $0.38 exercise price | 2015-02-10 | |
| 2014-12-31 | Guttilla John C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 30,267 owned after | $0.38 exercise price | 2015-02-10 | |
| 2014-12-31 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 311,954 owned after | $0.38 exercise price | 2015-02-10 | |
| 2014-12-31 | JAWORSKI STANLEY P. JR Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 14,211 owned after | $0.38 exercise price | 2015-02-10 | |
| 2014-12-31 | DESOCIO JAMES F Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,211 14,211 owned after | $0.38 exercise price | 2015-02-10 | |
| 2014-12-30 holding as of filing | Henry Greg Alan Officer (SR. VP Operations and Software) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $1.90 exercise price | 2014-12-30 | ||
| 2014-12-30 holding as of filing | Henry Greg Alan Officer (SR. VP Operations and Software) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $2.17 exercise price | 2014-12-30 | ||
| 2014-12-23 | Roe Michael Patrick Officer (Chief Financial Officer) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $0.33 exercise price | 2015-02-10 | |
| 2014-10-01 | Roe Michael Patrick Officer (Chief Financial Officer) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.31 exercise price | 2015-02-10 | |
| 2014-10-01 | Roe Michael Patrick Officer (Chief Financial Officer) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.31 exercise price | 2014-10-03 | |
| 2014-09-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 297,743 owned after | $0.40 exercise price | 2015-04-02 | |
| 2014-09-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 297,743 owned after | $0.40 exercise price | 2015-02-10 | |
| 2014-09-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 297,743 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-09-30 | DALICANDRO DONALD Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 21,327 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-09-30 | Ferland Marc Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 84,108 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-09-30 | Yelin Lawrence Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 86,389 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-09-30 | Sheehy Jay B. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 115,177 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-09-30 | Rifkin David M. Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 184,138 owned after | $0.40 exercise price | 2014-10-03 | |
| 2014-06-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,740 284,243 owned after | $0.46 exercise price | 2015-04-02 | |
| 2014-06-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,740 284,243 owned after | $0.46 exercise price | 2015-02-10 | |
| 2014-06-30 | Chaiken Robert Other (Former Director) | 4/A | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 134,161 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | SCHROEDER ROBERT C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 284,243 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | DALICANDRO DONALD Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,827 7,827 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | Ferland Marc Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 70,608 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | Yelin Lawrence Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 72,889 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | Sheehy Jay B. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 101,677 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | Rifkin David M. Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 170,638 owned after | $0.46 exercise price | 2014-10-03 | |
| 2014-06-30 | Ferland Marc Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 70,608 owned after | $0.46 exercise price | 2014-08-07 | |
| 2014-06-30 | SCHROEDER ROBERT C Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 30,608 owned after | $0.46 exercise price | 2014-08-07 | |
| 2014-06-30 | Rifkin David M. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 126,740 owned after | $0.46 exercise price | 2014-08-05 | |
| 2014-06-30 | Sheehy Jay B. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 100,640 owned after | $0.46 exercise price | 2014-08-05 | |
| 2014-06-30 | Yelin Lawrence Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 70,608 owned after | $0.46 exercise price | 2014-08-05 | |
| 2014-06-30 | Chaiken Robert Other (Former Director) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,740 95,448 owned after | $0.46 exercise price | 2014-08-05 | |
| 2014-01-02 | SCHROEDER ROBERT C Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 272,318 owned after | $0.53 exercise price | 2015-04-02 | |
| 2014-01-02 | SCHROEDER ROBERT C Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 272,318 owned after | $0.53 exercise price | 2015-02-10 | |
| 2014-01-02 | Chaiken Robert Other (Former Director) | 4/A | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 122,421 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | SCHROEDER ROBERT C Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 272,318 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | Ferland Marc Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 58,868 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | Yelin Lawrence Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 61,068 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | Sheehy Jay B. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 89,900 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | Rifkin David M. Director | 4 | Stock Options (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 158,861 owned after | $0.53 exercise price | 2014-10-03 | |
| 2014-01-02 | Ferland Marc Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 58,868 owned after | $0.53 exercise price | 2014-08-07 | |
| 2014-01-02 | SCHROEDER ROBERT C Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 18,868 owned after | $0.53 exercise price | 2014-08-07 | |
| 2014-01-02 | Rifkin David M. Director | 4 | Non-qualified Stocl Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 115,000 owned after | $0.53 exercise price | 2014-08-05 | |
| 2014-01-02 | Sheehy Jay B. Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 88,900 owned after | $0.53 exercise price | 2014-08-05 | |
| 2014-01-02 | Yelin Lawrence Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 58,868 owned after | $0.53 exercise price | 2014-08-05 | |
| 2014-01-02 | Chaiken Robert Other (Former Director) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,868 83,708 owned after | $0.53 exercise price | 2014-08-05 |