DEBT RESOLVE INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows, 56 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-04: Reporting owner Freimuth Stanley E; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-05-14: Reporting owner Martin Gary T.; Form 3; Security Warrants (Right to Buy); Transaction Holding.
- 2014-05-06: Reporting owner Conta Raymond A.; Form 3; Security Warrants; Transaction Holding.
- 2014-04-24: Reporting owner Freimuth Stanley E; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-04 | Freimuth Stanley E Director, Officer (CEO) | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 3,500,000 owned after | $0.15 exercise price | 2014-12-09 | |
| 2014-05-14 holding as of filing | Martin Gary T. 10% Owner | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2014-05-14 | ||
| 2014-05-06 holding as of filing | Conta Raymond A. Director | 3 | Warrants Derivative · Direct · (m) | Holding | $0.15 exercise price | 2014-05-06 | ||
| 2014-04-24 | Freimuth Stanley E Director, Officer (CEO) | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 3,250,000 owned after | $0.15 exercise price | 2014-05-14 | |
| 2013-08-30 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 40,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-07-16 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 37,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-06-13 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 34,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-05-10 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 31,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-04-11 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 28,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-03-11 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 25,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-02-11 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 22,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2013-01-11 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 19,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2012-12-12 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 16,000,000 owned after | $0.10 exercise price | 2014-05-14 | |
| 2012-10-17 | MOONEY WILLIAM M JR Director | 5 | Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −137,500 2,401,000 owned after | $2.00 exercise price | 2014-04-24 | |
| 2012-01-20 | MOONEY WILLIAM M JR Director | 5 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 2,451,000 owned after | $0.25 exercise price | 2014-04-24 | |
| 2012-01-18 | BRAKKE JAMES G Director | 5 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 3,075,000 owned after | $0.25 exercise price | 2014-04-24 | |
| 2011-10-20 | Martin Gary T. Director, 10% Owner | 5 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 13,000,000 owned after | $0.25 exercise price | 2014-05-14 | |
| 2011-10-17 holding as of filing | BRAKKE JAMES G Director, Officer (Chief Executive Officer) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct · (m) | Holding | $1.25 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.15 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct · (m) | Holding | $0.10 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct · (m) | Holding | $0.25 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct · (m) | Holding | $0.10 exercise price | 2011-10-17 | ||
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct · (m) | Holding | $0.25 exercise price | 2011-10-17 | ||
| 2011-06-25 | MOONEY WILLIAM M JR Director | 4 | Warrants (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,854 2,882,000 owned after | $0.01 exercise price | 2011-10-19 | |
| 2011-05-27 | MOONEY WILLIAM M JR Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 2,890,854 owned after | $0.25 exercise price | 2011-10-19 | |
| 2011-04-15 | MOONEY WILLIAM M JR Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 2,740,854 owned after | $0.25 exercise price | 2011-10-19 | |
| 2011-04-14 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 1,980,000 owned after | $0.25 exercise price | 2012-02-22 | |
| 2011-04-14 | BRAKKE JAMES G Director, Officer (Chief Executive Officer) | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 3,025,000 owned after | $0.25 exercise price | 2011-10-19 | |
| 2011-01-24 | RAINEY DAVID M Officer (President and CFO) | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 2,635,000 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-11-03 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −520,000 2,230,000 owned after | $0.25 exercise price | 2012-02-22 | |
| 2010-09-30 | Rich Jonathan C Director | 4 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,200 99,200 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-09-30 | Rich Jonathan C Director | 4 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,200 102,400 owned after | $0.10 exercise price | 2011-10-19 | |
| 2010-08-15 | MOONEY WILLIAM M JR Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +850,000 2,840,854 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-08-12 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Consulting Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,075,000 4,025,000 owned after | $0.25 exercise price | 2012-02-22 | |
| 2010-08-12 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,275,000 2,750,000 owned after | $0.25 exercise price | 2012-02-22 | |
| 2010-08-12 | Rich Jonathan C Director | 4 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +48,000 48,000 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-08-12 | Rich Jonathan C Director | 4 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +48,000 96,000 owned after | $0.10 exercise price | 2011-10-19 | |
| 2010-08-12 | BRAKKE JAMES G Director, Officer (Chief Executive Officer) | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +850,000 2,775,000 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-08-11 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Consulting Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,950,000 owned after | $0.25 exercise price | 2012-02-22 | |
| 2010-07-28 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 1,450,000 owned after | $0.15 exercise price | 2012-02-22 | |
| 2010-07-22 | BRAKKE JAMES G Director, Officer (Chief Executive Officer) | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 1,925,000 owned after | $0.25 exercise price | 2011-10-19 | |
| 2010-05-28 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 1,650,000 owned after | $0.15 exercise price | 2012-02-22 | |
| 2010-05-17 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) - Assignment Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 1,750,000 owned after | $0.15 exercise price | 2012-02-22 | |
| 2009-12-14 | Denhart Douglas R 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2012-02-22 | |
| 2008-03-05 holding as of filing | MONTGOMERY KEN Officer (Chief Executive Officer) | 3 | Warrants Derivative · Direct | Holding | $2.00 exercise price | 2008-03-05 | ||
| 2007-09-05 | BROFMAN CHARLES S Director, 10% Owner | 4/A | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −52,658 758,717 owned after | $0.01 exercise price | 2007-10-03 | |
| 2007-09-05 | BROFMAN CHARLES S Director, 10% Owner | 4 | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −52,658 758,717 owned after | $0.01 exercise price | 2007-09-07 | |
| 2007-06-28 | BURCHETTA JAMES D Director, Officer (Co-Chairman and CEO), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −52,493 0 owned after | $0.01 exercise price | 2007-06-29 | |
| 2006-10-30 | BURCHETTA JAMES D Director, Officer (President, CEO), 10% Owner | 4/A | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,493 52,493 owned after | $0.01 | 2006-11-21 | |
| 2006-10-30 | BROFMAN CHARLES S Director, 10% Owner | 4/A | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,658 52,658 owned after | $0.01 | 2006-11-21 | |
| 2006-10-30 | BROFMAN CHARLES S Director, 10% Owner | 4/A | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,658 52,658 owned after | $0.01 | 2006-11-02 | |
| 2006-10-30 | BURCHETTA JAMES D Director, Officer (President, CEO), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,493 52,493 owned after | $0.01 | 2006-11-01 | |
| 2006-10-30 | BROFMAN CHARLES S Director, 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,658 52,658 owned after | $0.01 | 2006-11-01 | |
| 2006-10-30 | MOONEY WILLIAM M JR Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,854 8,854 owned after | $0.01 | 2006-11-01 | |
| 2005-08-28 | MOONEY WILLIAM M JR Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,863 21,863 owned after | $1.00 | 2006-11-01 |