DEBT RESOLVE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows, 57 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-06: Reporting owner Conta Raymond A.; Form 3; Security Options; Transaction Holding.
- 2014-05-06: Reporting owner Conta Raymond A.; Form 3; Security Options; Transaction Holding.
- 2014-03-11: Reporting owner Freimuth Stanley E; Form 3; Security Options; Transaction Holding.
- 2013-04-07: Reporting owner MOONEY WILLIAM M JR; Form 5; Security Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-06 holding as of filing | Conta Raymond A. Director | 3 | Options Derivative · Direct · (m) | Holding | $0.02 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Conta Raymond A. Director | 3 | Options Derivative · Indirect · (m) | Holding | $0.05 exercise price | 2014-05-06 | ||
| 2014-03-11 holding as of filing | Freimuth Stanley E Director, Officer (Chief Executive Officer) | 3 | Options Non-derivative · Direct · (m) | Holding | 3,000,000 owned after | no price filed | 2014-03-11 | |
| 2013-04-07 | MOONEY WILLIAM M JR Director | 5 | Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −43,500 2,538,500 owned after | $1.50 exercise price | 2014-04-24 | |
| 2013-02-08 | MOONEY WILLIAM M JR Director | 5 | Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 2,450,000 owned after | $1.25 exercise price | 2014-04-24 | |
| 2011-10-17 holding as of filing | Cassella Michael J. Officer (Chief Operating Officer) | 3 | Option Derivative · Direct · (m) | Holding | $0.06 exercise price | 2011-10-17 | ||
| 2011-08-31 | MOONEY WILLIAM M JR Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 2,582,000 owned after | $1.50 exercise price | 2011-10-19 | |
| 2011-06-01 | RAINEY DAVID M Officer (President and CFO) | 4 | Officer Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 4,135,000 owned after | $0.06 exercise price | 2011-10-19 | |
| 2011-02-08 | MOONEY WILLIAM M JR Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 2,490,854 owned after | $1.25 exercise price | 2011-10-19 | |
| 2010-04-08 | RAINEY DAVID M Officer (President and CFO) | 4 | Officer Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,575,000 owned after | $0.17 exercise price | 2011-10-19 | |
| 2010-04-08 | MOONEY WILLIAM M JR Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,990,854 owned after | $0.17 exercise price | 2011-10-19 | |
| 2010-04-08 | BURCHETTA JAMES D Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,108,717 owned after | $0.17 exercise price | 2011-10-19 | |
| 2010-04-08 | BRAKKE JAMES G Director, Officer (Chief Executive Officer) | 4 | Officer Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,700,000 owned after | $0.17 exercise price | 2011-10-19 | |
| 2009-08-07 | RAINEY DAVID M Officer (Interim CEO and President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 1,575,000 owned after | $0.19 | 2009-10-08 | |
| 2008-07-15 | MONTGOMERY KEN Director, Officer (Chief Executive Officer) | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 712,500 owned after | $1.00 exercise price | 2011-10-19 | |
| 2008-06-12 | RAINEY DAVID M Officer (President and CFO) | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 575,000 owned after | $1.40 exercise price | 2009-02-17 | |
| 2008-03-05 holding as of filing | MONTGOMERY KEN Officer (Chief Executive Officer) | 3 | Options Derivative · Direct | Holding | $0.82 exercise price | 2008-03-05 | ||
| 2008-02-08 | RAINEY DAVID M Officer (President and CFO) | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 225,000 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | Bernstein Jeffrey Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 70,000 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | MOONEY WILLIAM M JR Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 861,717 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | MOONEY WILLIAM M JR Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 862,717 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | DWYER LAWRENCE E JR Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,500 80,500 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | BROFMAN CHARLES S Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 1,108,717 owned after | $1.25 exercise price | 2009-02-17 | |
| 2008-02-08 | BURCHETTA JAMES D Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 1,108,717 owned after | $1.25 exercise price | 2009-02-17 | |
| 2007-10-17 | MOONEY WILLIAM M JR Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,500 725,217 owned after | $2.00 exercise price | 2009-02-17 | |
| 2007-05-07 holding as of filing | RAINEY DAVID M Officer (CFO and Treasurer) | 3 | Option to purchase Common Stock Derivative · Direct | Holding | $4.75 exercise price | 2007-05-07 | ||
| 2007-05-02 holding as of filing | CANALE ANTHONY P Officer (General Counsel) | 3 | Option to purchase Common Stock Derivative · Direct | Holding | $3.70 exercise price | 2007-05-02 | ||
| 2007-04-27 | Knauer Howard Other (President, DRV Capital, LLC) | 4 | Common Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 140,000 owned after | $5.00 exercise price | 2007-05-18 | |
| 2007-04-27 | Rosa Richard Officer (President, CTO) | 4 | Common Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 580,000 owned after | $4.75 exercise price | 2007-05-18 | |
| 2007-04-27 | Rosa Richard Officer (President, CTO) | 4 | Common Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 630,000 owned after | $5.00 exercise price | 2007-05-18 | |
| 2007-04-27 | DERING KATHERINE Other (Senior Vice-President Finance) | 4 | Common Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $4.75 exercise price | 2007-05-18 | |
| 2007-03-20 holding as of filing | CAREY MICHAEL G Director | 3 | Option to purchase Common Stock Derivative · Direct | Holding | $4.10 exercise price | 2007-03-20 | ||
| 2006-11-21 holding as of filing | DERING KATHERINE Officer (Chief Financial Officer) | 3/A | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | DERING KATHERINE Officer (Chief Financial Officer) | 3/A | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3/A | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3/A | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3/A | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-21 | ||
| 2006-11-06 | BURCHETTA JAMES D Director, Officer (President, CEO), 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +758,717 758,717 owned after | $5.00 | 2006-11-21 | |
| 2006-11-06 | BROFMAN CHARLES S Director, 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +758,717 758,717 owned after | $5.00 | 2006-11-21 | |
| 2006-11-01 holding as of filing | SILBERSTEIN ALAN M Director | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Rosen Helen Other (Controller) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Rosa Richard Officer (Sr. Vice-President, CTO) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Knauer Howard Other (President, DRV Capital, LLC.) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Knauer Howard Other (President, DRV Capital, LLC.) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Knauer Howard Other (President, DRV Capital, LLC.) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | DERING KATHERINE Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | DERING KATHERINE Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-11-01 holding as of filing | Bernstein Jeffrey Director | 3 | Stock Option Derivative · Direct | Holding | $5.00 exercise price | 2006-11-01 | ||
| 2006-10-30 | BROFMAN CHARLES S Director, 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +758,717 758,717 owned after | $5.00 | 2006-11-02 | |
| 2006-10-30 | BURCHETTA JAMES D Director, Officer (President, CEO), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +758,717 758,717 owned after | $5.00 | 2006-11-01 | |
| 2006-10-30 | BROFMAN CHARLES S Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +768,030 758,717 owned after | $5.00 | 2006-11-01 | |
| 2006-08-31 | MOONEY WILLIAM M JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 795,000 owned after | $5.00 | 2006-11-01 | |
| 2006-08-31 | DWYER LAWRENCE E JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.00 | 2006-11-01 | |
| 2006-08-25 | MOONEY WILLIAM M JR Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −391,500 403,500 owned after | $2.00 exercise price | 2006-11-01 | |
| 2005-03-17 | MOONEY WILLIAM M JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 495,000 owned after | $5.00 | 2006-11-01 |