DCB FINANCIAL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-21: Reporting owner USTASZEWSKI JOHN; Form 4/A; Security DCBF Employee Stock Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-21: Reporting owner WOLF JOHN D II; Form 5; Security DCBF Employee Stock Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-21: Reporting owner Archibald David Regis; Form 4; Security Employee Stock Options-Call options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-21: Reporting owner Lossing Roger Alan; Form 4; Security Employee Stock Options-Call Options; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | USTASZEWSKI JOHN Officer (CFO) | 4/A | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,889 17,873 owned after | $4.50 exercise price | 2013-02-15 | |
| 2012-12-21 | WOLF JOHN D II Officer (FVP Marketing & Customer Rel) | 5 | DCBF Employee Stock Options Derivative · Indirect · DCBF Employee Stock Options granted to spouse | P Open market or private purchase of non-derivative or derivative security | +1,250 7,111 owned after | $4.50 exercise price | 2013-02-15 | |
| 2012-12-21 | Archibald David Regis Officer (SVP Marketing & Retail Banking) | 4 | Employee Stock Options-Call options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,333 3,333 owned after | $4.50 exercise price | 2013-01-22 | |
| 2012-12-21 | Lossing Roger Alan Officer (SVP Wealth Management) | 4 | Employee Stock Options-Call Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,222 3,222 owned after | $4.50 exercise price | 2013-01-22 | |
| 2012-12-21 | STEVENSON ADAM Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 4,858 owned after | $4.50 exercise price | 2013-01-03 | |
| 2012-12-21 | WOLF DONALD J Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 4,858 owned after | $4.50 exercise price | 2013-01-03 | |
| 2012-12-21 | Seiffert Ronald J Director, Officer (President & CEO) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | Moore Charles O Officer (EVP) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,556 3,556 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | Roberts Daniel M Officer (SVP) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,667 3,667 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | WOLF JOHN D II Officer (VP Marketing) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,509 8,981 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | WALTERS BARBARA Officer (SVP) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,444 16,936 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | USTASZEWSKI JOHN Officer (SVP/CFO) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,889 18,069 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | WHITNEY THOMAS R Officer (Executive VP) | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 18,963 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | POWERS EDWARD A Director | 4/A | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 4,858 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | Johnson Bart E Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 2,540 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | POWERS EDWARD A Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 2,540 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | Shipps Mark H Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 2,540 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | Kremer Gerald L Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 2,540 owned after | $4.50 exercise price | 2012-12-27 | |
| 2012-12-21 | LEWIS VICKI J Director | 4 | DCBF Employee Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111 4,858 owned after | $4.50 exercise price | 2012-12-27 |