DCB FINANCIAL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-03: Reporting owner Roberts Daniel M; Form 4; Security DCBF Employee Stock Options-Calls; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-04-03: Reporting owner Lossing Roger Alan; Form 4; Security DCBF Employee Stock Options-Calls; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-03-13: Reporting owner Roberts Daniel M; Form 4; Security DCBF Employee Stock Options-Calls; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-23: Reporting owner Lossing Roger Alan; Form 4; Security DCBF Employee Stock Options-Calls; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Roberts Daniel M Officer (SVP and Chief Credit Officer) | 4 | DCBF Employee Stock Options-Calls Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −733 0 owned after | $14.19 | 2017-04-05 | |
| 2017-04-03 | Lossing Roger Alan Officer (SVP Wealth Management) | 4 | DCBF Employee Stock Options-Calls Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −644 0 owned after | $14.19 | 2017-04-05 | |
| 2017-03-13 | Roberts Daniel M Officer (SVP and Chief Credit Officer) | 4 | DCBF Employee Stock Options-Calls Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −734 733 owned after | $4.50 exercise price | 2017-03-15 | |
| 2017-02-23 | Lossing Roger Alan Officer (SVP Wealth Management) | 4 | DCBF Employee Stock Options-Calls Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,578 644 owned after | $4.50 exercise price | 2017-02-27 |