DASEKE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-21: Reporting owner Charlton Kevin M.; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2017-03-21: Reporting owner HENNESSY DANIEL J; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2017-03-21: Reporting owner HENNESSY DANIEL J; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2017-03-21: Reporting owner Hennessy Capital LLC | Hennessy Capital Partners II LLC; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-21 | Charlton Kevin M. Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +198,918 198,918 owned after | $5.75 exercise price | 2017-03-23 | |
| 2017-03-21 | HENNESSY DANIEL J Director | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −15,080,756 0 owned after | $5.75 exercise price | 2017-03-23 | |
| 2017-03-21 | HENNESSY DANIEL J Director | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +375,000 375,000 owned after | $5.75 exercise price | 2017-03-23 | |
| 2017-03-21 | Hennessy Capital LLC | Hennessy Capital Partners II LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,080,756 0 owned after | $5.75 exercise price | 2017-03-23 | |
| 2017-02-27 | Hennessy Capital Partners II LLC | Hennessy Capital LLC | HENNESSY DANIEL J 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrant Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,080,756 15,080,756 owned after | $0.50 | 2017-03-01 |