DASEKE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-04-01: Reporting owner Roy Soumit; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-01: Reporting owner Roy Soumit; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-01: Reporting owner Hoppe Scott; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-04-01: Reporting owner Shepko Jonathan; Form 4; Security Director Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | Roy Soumit Officer (EVP, CLO, GC and Corp. Sec.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $14.29 exercise price | 2024-04-01 | |
| 2024-04-01 | Roy Soumit Officer (EVP, CLO, GC and Corp. Sec.) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −178,300 0 owned after | $1.62 exercise price | 2024-04-01 | |
| 2024-04-01 | Hoppe Scott Officer (EVP and COO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $9.98 exercise price | 2024-04-01 | |
| 2024-04-01 | Shepko Jonathan Director, Officer (CEO) | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $9.98 exercise price | 2024-04-01 | |
| 2024-04-01 | Bonner Brian Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $9.98 exercise price | 2024-04-01 | |
| 2023-06-09 holding as of filing | Hoppe Scott Officer (EVP and COO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $9.98 exercise price | 2023-06-09 | ||
| 2020-05-06 | Williams Rick Alan Officer (Chief Operating Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +571,500 571,500 owned after | $1.41 exercise price | 2020-05-12 | |
| 2020-04-28 | Roy Soumit Officer (Chief Legal Officer & Sec.) | 5 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,300 178,300 owned after | $1.62 exercise price | 2021-02-12 | |
| 2020-04-20 | Bates Jason R. Officer (EVP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +223,600 223,600 owned after | $1.38 exercise price | 2020-04-22 | |
| 2020-04-20 | Bates Jason R. Officer (EVP & Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,300 409,900 owned after | $1.38 exercise price | 2020-04-22 | |
| 2020-04-20 | Easter Christopher R. Director, Officer (CEO and COO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +652,200 652,200 owned after | $1.38 exercise price | 2020-04-22 | |
| 2020-04-20 holding as of filing | Roy Soumit Officer (Chief Legal Officer & Sec.) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $14.29 exercise price | 2020-04-20 | ||
| 2019-09-06 | Easter Christopher R. Officer (Interim CEO and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +238,636 238,636 owned after | $2.20 exercise price | 2019-09-10 | |
| 2019-01-16 | Easter Christopher R. Officer (Chief Operating Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $3.83 exercise price | 2019-01-18 | |
| 2018-10-01 | Mahajan Bharat Officer (Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $8.02 exercise price | 2018-10-03 | |
| 2018-03-06 | Sinclair Mark Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $9.98 exercise price | 2018-05-10 | |
| 2017-02-28 | Shepko Jonathan Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-02 | |
| 2017-02-27 | Wheeler Ronald Scott Director, Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $9.98 exercise price | 2017-03-02 | |
| 2017-02-27 | Hennessy Capital Partners II LLC | Hennessy Capital LLC | HENNESSY DANIEL J 10% Owner | 10% Owner | Director, 10% Owner | 4 | Director stock option (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | Charlton Kevin M. Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | Sinclair Mark Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | GAFFORD RONALD J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | Bonner Brian Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | Moss Angie J. Officer (VP, CAO, Controller & Asst Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $9.98 exercise price | 2017-03-01 | |
| 2017-02-27 | Walden Group, Inc. | DASEKE DON R 10% Owner | Director, Officer (CEO and President), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $9.98 exercise price | 2017-03-01 |