CVR REFINING, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-18: Reporting owner DeVelasco Janice T; Form 4; Security Common Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-18: Reporting owner DeVelasco Janice T; Form 4; Security Common Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-18: Reporting owner DeVelasco Janice T; Form 4; Security Incentive Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-18: Reporting owner Landreth David Lynn; Form 4; Security Common Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-18 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,424 7,424 owned after | $0.00 | 2018-12-18 | |
| 2018-12-18 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,424 4,000 owned after | $13.00 | 2018-12-18 | |
| 2018-12-18 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,424 0 owned after | $0.00 | 2018-12-18 | |
| 2018-12-18 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,501 7,501 owned after | $0.00 | 2018-12-18 | |
| 2018-12-18 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,501 0 owned after | $13.00 | 2018-12-18 | |
| 2018-12-18 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,501 0 owned after | $0.00 | 2018-12-18 | |
| 2018-12-18 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,849 6,849 owned after | $0.00 | 2018-12-18 | |
| 2018-12-18 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,849 0 owned after | $13.00 | 2018-12-18 | |
| 2018-12-18 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,849 0 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,793 11,793 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,793 4,000 owned after | $13.30 | 2018-12-18 | |
| 2018-12-16 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,793 7,793 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,295 16,295 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,295 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-16 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,295 16,295 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,878 14,878 owned after | $0.00 | 2018-12-18 | |
| 2018-12-16 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,878 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-16 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,878 14,878 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,886 9,886 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,886 4,000 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,886 11,770 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Buhrig Melissa M Officer (EVP, General Counsel & Sec.) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,358 13,358 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Buhrig Melissa M Officer (EVP, General Counsel & Sec.) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,358 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | Buhrig Melissa M Officer (EVP, General Counsel & Sec.) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,358 26,714 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Bley Matthew W. Officer (CAO and Corp. Controller) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,023 4,023 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Bley Matthew W. Officer (CAO and Corp. Controller) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,023 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | Bley Matthew W. Officer (CAO and Corp. Controller) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,023 8,046 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Jackson Tracy Dawn Officer (EVP and CFO) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,230 10,230 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Jackson Tracy Dawn Officer (EVP and CFO) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,230 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | Jackson Tracy Dawn Officer (EVP and CFO) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,230 20,458 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,748 12,748 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,748 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,748 25,494 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,000 11,000 owned after | $0.00 | 2018-12-18 | |
| 2018-12-15 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,000 0 owned after | $13.30 | 2018-12-18 | |
| 2018-12-15 | PYTOSH MARK A Officer (EVP - Corporate Services) | 4 | Incentive Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 21,999 owned after | $0.00 | 2018-12-18 | |
| 2018-11-14 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +236 4,623 owned after | $16.72 | 2019-01-15 | |
| 2018-08-14 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +147 4,387 owned after | $19.09 | 2019-01-15 | |
| 2018-08-01 | ICAHN CARL C 10% Owner | 4 | Common Units Non-derivative · Indirect · Please see all footnotes | J Other acquisition or disposition (describe transaction) | +21,625,106 124,690,870 owned after | no price filed | 2018-08-01 | |
| 2018-07-27 | Landreth David Lynn Officer (EVP & Chief Commercial Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −11,000 0 owned after | no price filed | 2019-01-15 | |
| 2018-07-02 | Buhrig Melissa M Officer (EVP, General Counsel & Sec.) | 4 | Incentive Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,072 40,072 owned after | $0.00 | 2018-07-05 | |
| 2018-05-29 | WHITNEY JON R Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2019-01-31 | |
| 2018-05-15 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +108 4,241 owned after | $19.58 | 2019-01-15 | |
| 2018-05-08 holding as of filing | Bley Matthew W. Officer (CAO and Corp. Controller) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-05-08 | ||
| 2018-05-04 | Jackson Tracy Dawn Officer (EVP and CFO) | 4 | Incentive Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,688 30,688 owned after | $0.00 | 2018-05-08 | |
| 2018-03-13 | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +133 4,133 owned after | $16.72 | 2019-01-15 | |
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3/A | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3/A | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3/A | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 3 | Common Units Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2018-01-11 | |
| 2018-01-11 holding as of filing | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | DeVelasco Janice T Officer (VP-Env., Health, Safety & Sec.) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 | ||
| 2018-01-11 holding as of filing | PYTOSH MARK A Officer (EVP - Corporate Services) | 3 | Incentive Units Derivative · Direct | Holding | no price filed | 2018-01-11 |