CVR REFINING, LP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-30: Reporting owner ICAHN CARL C; Form 4; Security "Call Option (""obligation to sell"")"; Transaction J Other acquisition or disposition (describe transaction).
- 2013-05-20: Reporting owner ICAHN CARL C; Form 4; Security Call Option (obligaiton to sell); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-30 | ICAHN CARL C Director, 10% Owner | 4 | "Call Option (""obligation to sell"")" Derivative · Indirect · please see footnotes | J Other acquisition or disposition (describe transaction) | −975,000 975,000 owned after | $25.25 exercise price | 2014-06-30 | |
| 2013-05-20 | ICAHN CARL C Director, 10% Owner | 4 | Call Option (obligaiton to sell) Derivative · Indirect · please see footnotes | J Other acquisition or disposition (describe transaction) | −1,800,000 | $29.83 exercise price | 2013-05-20 |