Cutera, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-20: Reporting owner CONNORS KEVIN P; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-07-27: Reporting owner GOLLNICK DAVID A; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-19: Reporting owner CAMPBELL WHITE ANNETTE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-19: Reporting owner WIDMAN JERRY P; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-20 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +65,000 408,333 owned after | $0.10 exercise price | 2007-08-20 | |
| 2007-07-27 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $22.53 exercise price | 2007-07-27 | |
| 2007-06-19 | CAMPBELL WHITE ANNETTE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $25.39 exercise price | 2007-06-21 | |
| 2007-06-19 | WIDMAN JERRY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $25.39 exercise price | 2007-06-20 | |
| 2007-06-19 | OShea Timothy J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $25.39 exercise price | 2007-06-20 | |
| 2007-06-19 | LORTZ W MARK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $25.39 exercise price | 2007-06-20 | |
| 2007-06-19 | APFELBERG DAVID B Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By David B. Apfelberg and Susan M. Apfelberg Living Trust DTD 1-15-87 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $25.39 exercise price | 2007-06-20 | |
| 2007-06-08 | SANTILLI RONALD J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $24.46 exercise price | 2010-05-18 | |
| 2007-06-08 | CONNORS KEVIN P Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $24.46 exercise price | 2010-05-18 | |
| 2007-06-08 | SANTILLI RONALD J Officer (CFO & VP of Finance and Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 22,000 owned after | $24.46 exercise price | 2007-06-12 | |
| 2007-06-08 | Connors John Officer (VP of North American Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,000 19,000 owned after | $24.46 exercise price | 2007-06-12 | |
| 2007-06-08 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $24.46 exercise price | 2007-06-12 | |
| 2007-05-28 | Connors John Officer (VP of North American Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,500 10,500 owned after | $10.43 exercise price | 2008-05-30 | |
| 2007-05-28 | Connors John Officer (VP of North American Sales) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 50,000 owned after | $10.43 exercise price | 2008-05-30 | |
| 2007-02-28 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 473,333 owned after | $0.10 exercise price | 2007-03-01 | |
| 2007-02-27 | Connors John Officer (VP of North American Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 7,500 owned after | $0.75 exercise price | 2007-02-28 | |
| 2007-02-26 | SANTILLI RONALD J Officer (CFO & VP of Finance and Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 20,000 owned after | $5.50 exercise price | 2007-02-28 | |
| 2007-02-22 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +81,667 623,333 owned after | $0.10 exercise price | 2007-02-26 | |
| 2007-02-22 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,833 0 owned after | $4.25 exercise price | 2007-02-26 | |
| 2007-02-22 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 0 owned after | $4.25 exercise price | 2007-02-26 | |
| 2007-02-20 | SANTILLI RONALD J Officer (CFO & VP of Finance and Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $5.50 exercise price | 2007-02-21 | |
| 2007-02-09 | APFELBERG DAVID B Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By David B. Apfelberg and Susan M. Apfelberg Living Trust DTD 1-15-87 | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.25 exercise price | 2007-02-12 | |
| 2007-02-09 | APFELBERG DAVID B Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · By David B. Apfelberg and Susan M. Apfelberg Living Trust DTD 1-15-87 | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.25 exercise price | 2007-02-12 | |
| 2007-02-08 | SANTILLI RONALD J Officer (CFO & VP of Finance and Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $5.50 exercise price | 2007-02-15 |