CU Bancorp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 338 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-04: Reporting owner Rainer David I; Form 4; Security Options to Purchase Common Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-04 | Rainer David I Director, Officer (Chairman & CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 0 owned after | $22.32 | 2015-08-06 |